Christopher P. Clini
Professional summary
Christopher Paul Clini, who also goes by Christopher Clini, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Hartford, Connecticut and EMPOWER FINANCIAL SERVICES, INC. located in Hartford, Connecticut.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Paul Clini's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 280 Trumball St, Hartford, CT 06103April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 280 Trumbull Street, Hartford, CT 06103July 7, 2020 - November 28, 2020
PRUDENTIAL SELECT STRATEGIES LLC
July 7, 2020 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 27, 2018 - September 11, 2019
TD AMERITRADE, INC.
February 26, 2018 - September 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 11, 2019
TD AMERITRADE, INC.
March 1, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
April 23, 2009 - February 26, 2018
SCOTTRADE, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
