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LS

Leonardo Simpser

LM ADVISORS LLC
SAN DIEGO, CA 92101-8192
Some features on this profile are disabled
CRD#: 5613550
LS

Professional summary

Leonardo Simpser is a registered financial advisor currently at LM ADVISORS LLC located in San Diego, California.

Leonardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Leonardo has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Company Name: LLJ Ventures, LLC Address: 750 B Street, Suite 3020. San Diego, CA 92101 Position: Managing Partner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonardo Simpser's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 22, 2024 - Present

LM ADVISORS LLC

Office #1: 750 B Street Suite 3020, San Diego, CA 92101-8192
RIA
CRD#: 153940
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LM ADVISORS LLC
LM ADVISORS LLC | LMA WEALTH MANAGEMENT

CRD#: 153940 / SEC#: 801-72170

RIA
Registered Investment Advisory firm - (4/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/22/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/22/2024
Uniform Investment Adviser Law Examination

Current Firm

LA
LM ADVISORS LLC
LM ADVISORS LLC | LMA WEALTH MANAGEMENT

CRD#: 153940 / SEC#: 801-72170

RIA
Registered Investment Advisory firm - (4/25/2011 Approved)
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Contact information

Main Address
750 B Street Suite 3020, San Diego, CA 92101-8192
Mailing Address
750 B Street Suite 3020, San Diego, CA 92101-8192
Phone number
(619) 814-1400
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LMA FORM ADV PART 2A 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,158
AUM (Assets Under Management)$ 2,303,385,718

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LM ADVISORS LLC

CRD#: 153940San Diego, CA 92101-8192

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