Dhaval H. Shah
STRATEGIC ADVISERS LLC | Financial Consultant
SPRINGFIELD, VA
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CRD#: 5611686
Professional summary
Dhaval Hiren Shah, who also goes by Dhaval H Shah, Dhaval Shah, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Springfield, Virginia and FIDELITY BROKERAGE SERVICES LLC located in Tysons Corner, Virginia.
Dhaval is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Dhaval has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Biography
I aim to instill confidence in my clients to be able to reach for their financial goals. I do this by collaborating with them to create a comprehensive financial plan that is uniquely tailored to them, which they completely understand, and one that they can stick to regardless of what happens in the markets. I rely on my decade of experience, my extensive training, education, and resources at Fidelity to help my clients reach for their goals while navigating challenging markets.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dhaval H Shah | Dhaval Shah
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dhaval Hiren Shah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Maryland Global Campus
Master of Science (MS) - Financial Management and Information Systems
2014
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1861 International Dr Suite 100, Tysons Corner, VA 22102-4410RIA
CRD#: 104555
SPRINGFIELD, VA
Current
February 11, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1861 International Dr, Suite 100, Tysons Corner, VA 22102BD
CRD#: 7784
Tysons Corner, VA
Past
February 12, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
TYSONS CORNER, VA
Past
January 22, 2019 - January 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
RESTON, VA
Past
January 17, 2019 - January 31, 2020
TD AMERITRADE, INC.
RIA
CRD#: 7870
RESTON, VA
Past
January 17, 2019 - January 31, 2020
TD AMERITRADE, INC.
BD
CRD#: 7870
RESTON, VA
Past
November 1, 2018 - January 17, 2019
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
SUNNYVALE, CA
Past
April 22, 2016 - January 24, 2019
RETIREONE INVESTMENT SERVICES, LLC
BD
CRD#: 269923
FAIRFAX, VA
Past
January 5, 2016 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
RIA
CRD#: 113299
FAIRFAX, VA
Past
January 5, 2016 - April 22, 2016
SANDERS MORRIS LLC
BD
CRD#: 20580
FAIRFAX, VA
Past
October 20, 2010 - January 6, 2016
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
MCLEAN, VA
Past
August 3, 2009 - January 6, 2016
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
MCLEAN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2023)
RR
Arizona(6/4/2021)
RR
California(3/13/2020)
RR
Colorado(8/1/2024)
RR
Delaware(7/8/2022)
RR
District of Columbia(2/11/2020)
RR
Florida(2/11/2020)
RR
Georgia(3/2/2024)
RR
Hawaii(10/31/2023)
RR
Illinois(8/1/2024)
RR
Iowa(5/15/2024)
RR
Maine(6/21/2024)
RR
Maryland(2/11/2020)
RR
Massachusetts(3/13/2020)
RR
Michigan(1/7/2022)
RR
Nevada(2/9/2023)
RR
New Hampshire(3/13/2020)
RR
New Jersey(10/31/2024)
RR
New York(3/13/2020)
RR
North Carolina(3/13/2020)
RR
Pennsylvania(3/14/2022)
RR
Rhode Island(9/29/2023)
RR
South Carolina(3/13/2020)
RR
Tennessee(3/4/2022)
RR
Texas(9/9/2022)
IAR
Texas(3/31/2025)
RR
Utah(6/21/2024)
RR
Virginia(2/11/2020)
IAR
Virginia(3/31/2025)
RR
Washington(8/1/2024)
RR
West Virginia(10/31/2023)
RR
Wisconsin(10/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Springfield, VATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
