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OI

Olga Ismail

PWA SECURITIES
Fort Lauderdale, FL 33301
Some features on this profile are disabled
CRD#: 5611496
OI

Professional summary

Olga Ismail, who also goes by Olga Quinn, is a registered financial professional currently at PWA SECURITIES, LLC located in Fort Lauderdale, Florida.

Olga is registered as a RR (Registered Representative) and started their career in finance in 2009. Olga has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Olga Quinn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Olga Ismail's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2023 - Present

PWA SECURITIES, LLC

Office #1: 200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL, 33301
BD
CRD#: 321974
Fort Lauderdale, FL
Past

November 19, 2014 - August 25, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
FT. LAUDERDALE, FL
Past

March 9, 2009 - November 20, 2014

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/25/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 4/2/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/6/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PWA SECURITIES, LLC
PWA SECURITIES, LLC

CRD#: 321974 / SEC#: , 8-70938

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281
Mailing Address
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281
Phone number
(954) 712-8888
Established
Florida since 05/04/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PWA HOLDINGS, LLCMEMBER
DONELSON, LISA ANTOINETTECOMPLIANCE OFFICER2248926
HEDIGER, LEE FREDERICKBOARD OF DIRECTORS2696174
KRAVEC, ALAN STEVENCHIEF COMPLIANCE OFFICER1530271
MOLL, TODD ANTHONYBOARD OF DIRECTORS, REGISTERED OPTIONS PRINCIPAL2134560
ROSANEL, JOSEPH PINHASFINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER6215325
SAKA, JOSEPH LESTERBOARD OF DIRECTORS7704169
SCANLAN, THOMAS JOSEPHPRESIDENT, COO, MUNI PRINCIPAL, POO3182780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PWA SECURITIES, LLC

CRD#: 321974Fort Lauderdale, FL 33301

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