Yaniv Carter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yaniv Carter, who also goes by Jan Carter, Yaniv Dardashtian, was a registered financial professional .
Yaniv is a previously registered financial professional and started their career in finance in 2008. Yaniv had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2012 - October 16, 2013
OBSIDIAN FINANCIAL GROUP, LLC
January 5, 2010 - February 14, 2012
J.P. TURNER & COMPANY, L.L.C.
October 28, 2009 - January 4, 2010
ECHOTRADE LLC
March 18, 2009 - October 20, 2009
G-2 TRADING,LLC
December 10, 2008 - March 25, 2009
ECHOTRADE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OBSIDIAN FINANCIAL GROUP, LLC
CRD#: 104255 / SEC#: , 8-52756
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
