John A. Brajevic

AMPHORA CAPITAL INVESTORS

Palos Verdes Ests, CA

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CRD#: 5610676

Professional summary

John Andrew Brajevic is a registered financial advisor currently at AMPHORA CAPITAL INVESTORS, LLC located in Palos Verdes Ests, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Twenty Four 7 Global Solutions, Inc. The business is not investment related. Located in Carson, CA. The nature of the business is supply chain management solutions. Serve as managing director. Start date June 2019. Hours devoted as needed during trading hours. Perform management duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Brajevic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2022 - Present

AMPHORA CAPITAL INVESTORS, LLC

RIA

CRD#: 322392

Palos Verdes Ests, CA

Past

December 2, 2011 - September 1, 2017

DISTRIBUTION SERVICES, LLC

CRD#: 25938

KANSAS CITY, MO

Past

June 24, 2011 - September 1, 2017

SCOUT INVESTMENTS, INC.

RIA

CRD#: 111787

Manhattan Beach, CA

Past

November 16, 2010 - May 6, 2011

AMPHORA CAPITAL, INC

RIA

CRD#: 154595

MANHATTAN BEACH, CA

Past

November 6, 2009 - July 16, 2010

STONEBRIDGE CAPITAL MANAGEMENT INC

RIA

CRD#: 106073

LOS ANGELES, CA

Past

August 12, 2009 - November 4, 2009

AMPHORA CAPITAL PARTNERS, INC

RIA

CRD#: 148808

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/1/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/30/2011

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/14/2009

General Securities Principal Examination

Current Firm

AMPHORA CAPITAL INVESTORS, LLC

AMPHORA CAPITAL INVESTORS | AMPHORA CAPITAL INVESTORS, LLC | AMPHORA CAPITAL INVESTORS LLC

CRD#: 322392 / SEC#:

California

Registered Investment Advisory firm - (9/28/2022 Approved)

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Contact information

Main Address

Palos Verdes Ests, CA

Mailing Address

Phone number

(310) 614-7005

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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John A. Brajevic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Brajevic's CRS (Customer Relationship Summary).

Certified licenses

Experience

DISTRIBUTION SERVICES, LLC

SCOUT INVESTMENTS, INC.

AMPHORA CAPITAL, INC

STONEBRIDGE CAPITAL MANAGEMENT INC

AMPHORA CAPITAL PARTNERS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/2011

SIE

Date: 9/1/2017

Series 7

Date: 3/26/2014

Series 6

Date: 11/30/2011

Series 24

Date: 5/14/2009

Current Firm

AMPHORA CAPITAL INVESTORS, LLC

Contact information

Documents

Red Flags

Company Information

AMPHORA CAPITAL INVESTORS, LLC

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