Lisa A. Brandau

CJM WEALTH ADVISERS, LTD.

FALLS CHURCH, VA 22042

CRD#: 5610319

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Professional summary

Lisa Ann Brandau, CFP®, who also goes by Lisa Brandau, Lisa Ann Stickel, is a registered financial advisor currently at CJM WEALTH ADVISERS, LTD. located in Falls Church, Virginia.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Lisa has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Brandau | Lisa Ann Stickel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Brandau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

February 21, 2020 - Present

CJM WEALTH ADVISERS, LTD.

Office #1: 3110 Fairview Park Drive Suite 900, Falls Church, VA 22042

RIA

CRD#: 107750

FALLS CHURCH, VA

Past

August 13, 2012 - July 9, 2018

OSAIC FA, INC.

RIA

CRD#: 3978

Fairfax, VA

Past

October 12, 2011 - July 9, 2018

OSAIC FA, INC.

CRD#: 3978

Fairfax, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CJM WEALTH ADVISERS, LTD.

CJM WEALTH ADVISERS, LTD. | COOPER, JONES & MCLELAND, LTD. | COOPER, JONES & MCLELAND, LTD

CRD#: 107750 / SEC#: 801-14391

RIA

Registered Investment Advisory firm - (2/27/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2011

General Securities Representative Examination

Current Firm

CJM WEALTH ADVISERS, LTD.

CJM WEALTH ADVISERS, LTD. | COOPER, JONES & MCLELAND, LTD. | COOPER, JONES & MCLELAND, LTD

CRD#: 107750 / SEC#: 801-14391

RIA

Registered Investment Advisory firm - (2/27/1979 Approved)

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Contact information

Main Address

3110 Fairview Park Drive Suite 900, Falls Church, VA 22042

Mailing Address

Phone number

(703) 425-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CJM WEALTH ADVISERS, LTD. ADV WRAP BROCHURE (3/18/2025)

CJM WEALTH ADVISERS, LTD. ADV PART 2A BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	2,583
AUM (Assets Under Management)	$ 1,285,166,542

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa A. Brandau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Brandau's CRS (Customer Relationship Summary).

Certified licenses

Experience

CJM WEALTH ADVISERS, LTD.

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

CJM WEALTH ADVISERS, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2012

SIE

Date: 7/9/2018

Series 7

Date: 10/11/2011

Current Firm

CJM WEALTH ADVISERS, LTD.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CJM WEALTH ADVISERS, LTD.

TRUST BUT VERIFY

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