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AF

Angelita D. Fuentes

FRANKLIN DISTRIBUTORS
MIAMI, FL 33131
CRD#: 5609340
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AF
Angelita Del Rosario FuentesFRANKLIN DISTRIBUTORS

Professional summary

Angelita Del Rosario Fuentes, who also goes by Angelita Fuentes, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Miami, Florida.

Angelita is registered as a RR (Registered Representative) and started their career in finance in 2008. Angelita has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Angelita Fuentes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Angelita Del Rosario Fuentes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2026 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 1395 Brickell Ave Suite 1550, Miami, FL 33131
BD
CRD#: 109064
MIAMI, FL
Past

October 21, 2025 - January 26, 2026

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
Miami, FL
Past

October 20, 2025 - January 26, 2026

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
WINDSOR, CT
Past

January 29, 2021 - July 18, 2024

IPG INVESTMENT ADVISORS, LLC

RIA
CRD#: 152990
MIAMI, FL
Past

January 25, 2021 - December 31, 2022

IPG INVESTMENT ADVISORS, LLC

RIA
CRD#: 152990
MIAMI, FL
Past

January 25, 2021 - July 18, 2024

INVESTMENT PLACEMENT GROUP

BD
CRD#: 14458
Miami, FL
Past

August 31, 2016 - August 13, 2020

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
MIAMI, FL
Past

December 17, 2008 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
MIAMI, FL
Past

November 26, 2008 - August 13, 2020

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/6/2026)
RR
California
(2/26/2026)
RR
Florida
(2/27/2026)
RR
New York
(3/5/2026)
RR
Puerto Rico
(3/5/2026)
RR
Texas
(3/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/12/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/25/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
GAMBA, DANIEL ERNESTOCHIEF EXECUTIVE OFFICER4594704
MASOM, JEFFREY SCOTTPRESIDENT-DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064Miami, FL 33131

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