Polus M. Ting
STRATEGIC ADVISERS LLC | Financial Consultant
LA MIRADA, CA
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CRD#: 5608913
Professional summary
Polus Ming Shyh Ting, who also goes by Polus Ting, Polus Ming Shyh Ting, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in La Mirada, California and FIDELITY BROKERAGE SERVICES LLC located in Brea, California.
Polus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Polus has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Biography
My passion is to make a positive impact on the lives of those around me. I enjoy working closely with my clients by sharing all the ways Fidelity can help them and their families. Whether you are working towards or already in retirement, my mission is to help you reach for your goals through a personal relationship based on understanding your unique situation, genuine care, and a personalized plan so that you can experience financial confidence both now and in retirement.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Polus Ting | Polus Ming Shyh Ting
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-61235|OrgNmn:Penney & So LLC|Org Addr:La Mirada,California,US|OBA Nature:E-Commerce|Invst Rel:N|Title:Member|Duties:Managing overall business|StrtDt:07-23-2021|TotHrs/mon:10|TrdHrs/mon:0|OBA-18552|OrgNmn:PODLK LLC|Org Addr:La Mirada,California,US|OBA Nature:E-Commerce side business|Invst Rel:N|Title:Member|Duties:Managing side e-commerce business|StrtDt:03-31-2021|TotHrs/mon:20|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Polus Ming Shyh Ting's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of California, Riverside
Bachelor of Business Administration - Business Administration and Finance
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 815 E Birch St, Brea, CA 92821-5765RIA
CRD#: 104555
LA MIRADA, CA
Current
November 14, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 815 East Birch Street, Brea, CA 92821BD
CRD#: 7784
Brea, CA
Past
December 10, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BREA, CA
Past
March 12, 2013 - November 18, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LA PALMA, CA
Past
March 12, 2013 - November 18, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LA PALMA, CA
Past
October 1, 2012 - February 13, 2013
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
PASADENA, CA
Past
October 1, 2012 - February 13, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PASADENA, CA
Past
January 3, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
PASADENA, CA
Past
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PASADENA, CA
Past
April 1, 2009 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
ARCADIA, CA
Past
October 27, 2008 - February 20, 2009
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WEST COVINA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/6/2023)
RR
Arizona(3/12/2021)
RR
California(11/14/2019)
IAR
California(3/31/2025)
RR
Colorado(8/13/2021)
RR
Florida(10/9/2020)
RR
Hawaii(7/27/2022)
RR
Louisiana(9/9/2022)
RR
Maryland(10/27/2023)
RR
Minnesota(11/16/2020)
RR
Missouri(2/12/2021)
RR
Nevada(11/14/2019)
RR
New York(10/8/2021)
RR
Ohio(5/20/2023)
RR
South Carolina(9/15/2020)
RR
Texas(11/14/2019)
IAR
Texas(3/31/2025)
RR
Washington(4/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555La Mirada, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
