MD
Melissa A. Downing
CETERA INVESTMENT ADVISERS LLC
STILLWATER, OK 74074
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CRD#: 5607806
MD
Professional summary
Melissa Ann Downing, who also goes by Melissa Ann Hall, Melissa Ann Mitchell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Stillwater, Oklahoma and CETERA WEALTH SERVICES, LLC located in Stillwater, Oklahoma.
Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Melissa has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melissa Ann Hall | Melissa Ann Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cochran Bell LLC~'NIR'~816 S Main~stillwater~OK~74074~Accounting Services/Tax Preparation~Employee~9/30/2020~80hrs~65hrs~Office Manager and Tax Return Processor; 2) NAME OF OTHER BUSINESS: DOWNING MANUFACTURING, INVESTMENT RELATED: NO, ADDRESS: 8504 S REGENCY DR, TULSA, OK 74131, NATURE OF BUSINESS: MANUFACTURING, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: BOOKKEEPER, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BOOKEEPPING; 3) NAME OF OTHER BUSINESS: RENTAL PROPERTY, INVESTMENT RELATED: NO, ADDRESS: 1120 S MCFARLAND, STILLWATER, OK NATURE OF BUSINESS: REAL ESTATE, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: GET HOUSE READY TO RENT AND SHOW PROPERTY WHEN RENTERS MOVE OUT;
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Ann Downing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 816 South Main, Stillwater, OK 74074RIA
CRD#: 105644
STILLWATER, OK
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 816 South Main, Stillwater, OK 74074Office #2: 1511 N Shawnee Ave, Shawnee, OK 74804Office #3: 8204 S Penn, Oklahoma City, OK 73159BD
CRD#: 13572
STILLWATER, OK
Past
March 7, 2016 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Stillwater, OK
Past
June 13, 2013 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Shawnee, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(9/5/2025)
IAR
Oklahoma(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Stillwater, OK 74074TRUST BUT VERIFY
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