Ryan J. Nolan
Professional summary
Ryan John Nolan is a registered financial professional currently at DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York and DRIVEWEALTH, LLC located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2010. Ryan has worked at 4 firms and has passed the Series 99TO, Series 52TO, Series 57TO, SIE, Series 19, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan John Nolan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2017 - Present
DRIVEWEALTH INSTITUTIONAL LLC
Office #1: 11 Wall Street, New York, NY 10005Office #2: 28 Liberty Street 50th Floor, New York, NY 10005September 22, 2021 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005Office #2: 11 Wall Street Trading Floor, New York, NY 10005July 23, 2024 - July 25, 2024
PRAGMA LLC
December 9, 2010 - December 31, 2016
MONTECITO ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 2/19/2022
Securities Trader ExamSeries 19
Date: 5/8/2018
NYSE Floor Clerk - Equities ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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