Masayo Kondo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Masayo Kondo was a registered financial professional .
Masayo is a previously registered financial professional and started their career in finance in 2015. Masayo had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2016 - May 11, 2018
LWI FINANCIAL INC.
November 24, 2015 - May 11, 2018
LORING WARD SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
LWI FINANCIAL INC.
CRD#: 111861 / SEC#: 801-55934
Contact information
Red Flags
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