Kieran C. Gutting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kieran C Gutting, who also goes by Kieran C Guttting, was a registered financial professional .
Kieran is a previously registered financial professional and started their career in finance in 2008. Kieran had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2019 - December 31, 2019
CONDRA CAPITAL MANAGEMENT, LLC
December 28, 2015 - January 4, 2019
TD AMERITRADE, INC.
December 10, 2015 - January 4, 2019
TD AMERITRADE, INC.
December 10, 2015 - January 4, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 12, 2013 - April 2, 2014
STONEX SECURITIES INC.
November 1, 2013 - April 4, 2014
BISON WEALTH, LLC
November 22, 2011 - July 9, 2013
U.S. BANCORP INVESTMENTS, INC.
November 22, 2011 - July 9, 2013
U.S. BANCORP INVESTMENTS, INC.
December 23, 2008 - November 3, 2011
WELLS FARGO CLEARING SERVICES, LLC
December 5, 2008 - November 3, 2011
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONDRA CAPITAL MANAGEMENT, LLC
CRD#: 299855 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
