Giulio Cannatello

KESTRA ADVISORY SERVICES | Financial Consultant

San Jose, CA 95125

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CRD#: 5607023

Professional summary

Giulio Cannatello is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in San Jose, California and KESTRA INVESTMENT SERVICES, LLC located in San Jose, California.

Giulio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Giulio has worked at 11 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Biography

Proper preparation prevents poor performance. My goal with each new client that I team up with, is to develop, implement and maintain their financial plan in order to pursue their goals. I believe by forming a strong relationship and professionally challenging my clients,  together we will successfully navigate through each business cycle with clarity and confidence. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/05/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: TRANSITIONS WEALTH ADVISORS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/05/2024 ADDRESS: 1100 Lincoln Ave. Suite 241, San Jose CA 95125, United States DESCRIPTION: Financial Planning, Investment and insurance planning and advice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giulio Cannatello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

San Jose State University

Bachelor of Science (BS) - Finance

2008

Experience

Current

November 6, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1100 Lincoln Ave Suite 236, San Jose, CA 95125

RIA

CRD#: 283330

San Jose, CA

Current

November 5, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1100 Lincoln Avenue Ste 241, San Jose, CA 95125

CRD#: 42046

San Jose, CA

Past

January 22, 2021 - October 30, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SAN JOSE, CA

Past

November 4, 2020 - October 30, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SAN JOSE, CA

Past

April 4, 2019 - August 21, 2023

MARINER ADVISOR NETWORK

RIA

CRD#: 283824

San Jose, CA

Past

April 4, 2019 - September 11, 2020

LPL FINANCIAL LLC

CRD#: 6413

SAN JOSE, CA

Past

June 29, 2016 - April 4, 2019

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

PALO ALTO, CA

Past

October 5, 2015 - April 4, 2019

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

PALO ALTO, CA

Past

April 13, 2010 - April 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOS ALTOS, CA

Past

March 29, 2010 - April 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOS ALTOS, CA

Past

December 15, 2009 - February 9, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CAMPBELL, CA

Past

December 4, 2008 - January 29, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

LOS GATOS, CA

Past

November 10, 2008 - December 12, 2008

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

SAN MATEO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/5/2024)

IAR

California
(11/6/2024)

New Jersey
(11/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/9/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/5/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Giulio Cannatello

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giulio Cannatello's CRS (Customer Relationship Summary).

Certified licenses

Education

San Jose State University

Experience

KESTRA INVESTMENT SERVICES, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MARINER ADVISOR NETWORK

LPL FINANCIAL LLC

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHASE INVESTMENT SERVICES CORP.

BANC OF AMERICA INVESTMENT SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2016

Series 63

Date: 11/2/2015

Series 66

Date: 4/9/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2016

Series 6

Date: 10/5/2015

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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