Luis A. Vega
Professional summary
Luis Alfonso Vega, who also goes by Louie Vega, Luis Vega, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Lighthouse Point, Florida.
Luis is registered as a RR (Registered Representative) and started their career in finance in 2009. Luis has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis Alfonso Vega's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4701 N Federal Hwy Suite 330 Box B4, Lighthouse Point, FL 33064July 9, 2015 - April 1, 2022
SECURITIES AMERICA, INC.
September 8, 2009 - July 21, 2015
LPL FINANCIAL LLC
May 25, 2009 - September 8, 2009
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2025)
(4/15/2022)
(4/1/2022)
(4/1/2022)
(4/1/2022)
(4/1/2022)
(1/2/2025)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Lighthouse Point, FL 33064TRUST BUT VERIFY
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