Justin Brass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Brass, who also goes by Justin Gregory Brass, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2009. Justin had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2023 - October 7, 2025
DORSET PEAK SECURITIES LLC
February 20, 2019 - September 29, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 10, 2018 - March 5, 2019
JEFFERIES LLC
October 8, 2009 - June 3, 2013
JEFFERIES HIGH YIELD TRADING, LLC
January 14, 2009 - July 22, 2013
JEFFERIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DORSET PEAK SECURITIES LLC
CRD#: 312209 / SEC#: , 8-70684
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
