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Randall E. Vail

VESTWELL SECURITIES
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 5604491
RV

Professional summary

Randall Edward Vail, who also goes by Randy Vail, is a registered financial professional currently at VESTWELL SECURITIES, LLC located in New York, New York.

Randall is registered as a RR (Registered Representative) and started their career in finance in 2008. Randall has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Randy Vail

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randall Edward Vail's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 27, 2026 - Present

VESTWELL SECURITIES, LLC

Office #1: 360 Madison Avenue 15th Floor, New York, NY 10017
BD
CRD#: 331531
NEW YORK, NY
Past

May 2, 2014 - October 24, 2023

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ
Past

December 23, 2011 - April 15, 2013

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
BATH, ME
Past

November 26, 2008 - November 10, 2010

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
CENTENNIAL, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/23/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/12/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/24/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VESTWELL SECURITIES, LLC
VESTWELL SECURITIES, LLC

CRD#: 331531 / SEC#: , 8-71272

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
360 Madison Avenue 15th Floor, New York, NY, 10017
Mailing Address
360 Madison Avenue 15th Floor, New York, NY, 10017
Phone number
(917) 844-0320
Established
Delaware since 04/19/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VESTWELL HOLDINGS, INC.SHAREHOLDER
BLANCO MARQUEZ, ADRIANA GRISELLECCO7778003
BRIER, RHONDA JILLCOMPLIANCE OFFICER4537516
DREPAUL, ROSHNIFINOP6487453
MAGNOLIA, DOUGLAS JAMESCEO8224858

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VESTWELL SECURITIES, LLC

CRD#: 331531New York, NY 10017

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