JL
Jerald C. Lear
ON INVESTMENT MANAGEMENT CO
Carnegie, PA
Some features on this profile are disabled
CRD#: 5603858
JL
Professional summary
Jerald C Lear JR., who also goes by Jerald C Lear, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Carnegie, Pennsylvania and THE O.N. EQUITY SALES COMPANY located in Carnegie, Pennsylvania.
Jerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jerald has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerald C Lear
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE - INVESTMENT-RELATED, 27 WINTHROP RD, CARNEGIE, PA 15106, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING GBU FINANCIAL LIFE, PRODUCER, START DATE: 04/15/2009, ITALIAN SONS AND DAUGHTERS FINANCIAL, PRODUCER, START DATE: 05/24/2021, OHIO NATIONAL LIFE INSURANCE, PRODUCER, START DATE: 02/12/2022, APPROX. NUMBER OF HOURS/MONTH:120, APPROX. NUMBER OF HOURS/ MONTH DEVOTED DURING SECURITIES TRADING HOURS: 120, DUTIES: SALE OF LIFE AND ANNUITY INSURANCE PRODUCTS. 2) Borough of Rosslyn Farms; not investment related; 27 Withrop Road Carnegie PA 15106; Member of Borough Council; Member of Borough Counsil; 01/01/2019; 10 hours/month (0 during security hours); make and vote for decisions that affect the Borough of Rosslyn Farms. 2) Lear Tax Prep, not investment related, 27 Windthrop Rd, Carnegie, PA 15106; Annual preparation of person income tax returns; Tax Preparer-Self employed; 01/01/2024-present; approx number of hrs/month 100 (60 hrs during securities trading hrs/month); Tax preparation (Not CPA) for priimarily individuals specifically during tax season.
CRS (Client Relationship Summary) - RIA
Click below to view Jerald C Lear JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2023 - Present
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
Carnegie, PA
Current
May 6, 2022 - Present
THE O.N. EQUITY SALES COMPANY
Office #2: 3660 Pennsylvania Ave, Weirton, WV 26062BD
CRD#: 2936
Carnegie, PA
Past
October 14, 2010 - December 15, 2017
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CARNEGIE, PA
Past
November 11, 2008 - December 15, 2017
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CARNEGIE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/13/2024)
RR
Florida(6/7/2022)
RR
Maryland(10/10/2023)
RR
New Jersey(6/7/2022)
RR
North Carolina(6/7/2022)
RR
Ohio(6/17/2024)
RR
Pennsylvania(6/4/2022)
IAR
Pennsylvania(8/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 5/6/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
