Dallas L. Wheeler

PLAN GROUP FINANCIAL

OKLAHOMA CITY, OK 73114

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CRD#: 5603270

Professional summary

Dallas Lee Wheeler, who also goes by Dallas L Wheeler, is a registered financial advisor currently at PLAN GROUP FINANCIAL, INC. located in Oklahoma City, Oklahoma.

Dallas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Dallas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dallas L Wheeler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PLAN GROUP FINANCIAL, INC. DBA FOR INVESTMENT RELATED ACTIVITY. 2) BW Group, LLC., investment related, 107 N. Riverside Dr., Moore, OK 73160, Financial Services, owner, started 04/2014, 80hrs/month during trading hours, duties include providing financial services. 3) Progressive Home Solutions, LLC., non-investment related, 107 N. Riverside Dr., Moore, OK 73160, rental property management, owner, started 09/2007, 5 hrs/month during non-trading hours, duties include managing rental properties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dallas Lee Wheeler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2023 - Present

PLAN GROUP FINANCIAL, INC.

Office #1: 101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114

RIA

CRD#: 116508

OKLAHOMA CITY, OK

Past

May 12, 2017 - December 31, 2022

PLAN GROUP FINANCIAL, INC.

RIA

CRD#: 116508

OKLAHOMA CITY, OK

Past

May 12, 2017 - December 31, 2019

SAXONY SECURITIES, INC.

CRD#: 115547

Oklahoma City, OK

Past

April 1, 2014 - May 15, 2017

WADDELL & REED

RIA

CRD#: 866

EDMOND, OK

Past

April 1, 2014 - May 15, 2017

WADDELL & REED

CRD#: 866

EDMOND, OK

Past

October 1, 2012 - April 9, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

OKLAHOMA CITY, OK

Past

October 1, 2012 - April 9, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

OKLAHOMA CITY, OK

Past

July 1, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

OKLAHOMA CITY, OK

Past

November 5, 2008 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(1/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/4/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

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Contact information

Main Address

101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114

Mailing Address

Phone number

(405) 848-1099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,693
AUM (Assets Under Management)	$ 541,410,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dallas L. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dallas Lee Wheeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLAN GROUP FINANCIAL, INC.

SAXONY SECURITIES, INC.

WADDELL & REED

WADDELL & REED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

PLAN GROUP FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2011

Series 63

Date: 11/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/10/2011

Series 6

Date: 11/4/2008

Current Firm

PLAN GROUP FINANCIAL, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAN GROUP FINANCIAL, INC.

TRUST BUT VERIFY

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