Jay R. Lieberman

PALMER SQUARE CAPITAL MANAGEMENT LLC

PORTSMOUTH, NH

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CRD#: 5602299

Professional summary

Jay Ryan Lieberman, who also goes by Jay R Lieberman, Jay Lieberman, is a registered financial advisor currently at PALMER SQUARE CAPITAL MANAGEMENT LLC located in Portsmouth, New Hampshire and FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jay has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay R Lieberman | Jay Lieberman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Palmer Square Capital Management, LLC; Investment Related; Portsmouth, NH; Investment Firm; Vice President; Start Date 3/17/2025; 160 Hrs Per Month; Wholesaler for private funds, ETFs, Interval Funds, Mutual Funds.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Ryan Lieberman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2025 - Present

PALMER SQUARE CAPITAL MANAGEMENT LLC

RIA

CRD#: 155697

PORTSMOUTH, NH

Current

April 7, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

January 7, 2025 - March 12, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Portsmouth, NH

Past

January 7, 2025 - March 12, 2025

AE FINANCIAL SERVICES, LLC

CRD#: 298608

TOPEKA, KS

Past

August 20, 2021 - December 3, 2024

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

RIA

CRD#: 105390

PHILADELPHIA, PA

Past

May 3, 2021 - December 3, 2024

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

September 14, 2011 - April 21, 2021

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

September 14, 2011 - August 31, 2021

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

October 16, 2008 - September 9, 2011

PRUCO SECURITIES, LLC.

CRD#: 5685

OVERLAD PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALMER SQUARE CAPITAL MANAGEMENT LLC

PALMER SQUARE CAPITAL MANAGEMENT LLC | PALMER SQUARE CAPITAL MANAGEMENT, LLC

CRD#: 155697 / SEC#: 801-72047

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/7/2025)

Alaska
(4/7/2025)

Arizona
(4/7/2025)

Arkansas
(4/7/2025)

California
(4/7/2025)

Colorado
(4/7/2025)

Connecticut
(4/7/2025)

Delaware
(4/7/2025)

IAR

Delaware
(4/7/2025)

District of Columbia
(4/7/2025)

Florida
(4/7/2025)

Georgia
(4/7/2025)

Hawaii
(4/7/2025)

Idaho
(4/7/2025)

Illinois
(4/7/2025)

Indiana
(4/7/2025)

Iowa
(4/7/2025)

Kansas
(4/7/2025)

IAR

Kansas
(4/7/2025)

Kentucky
(4/7/2025)

Louisiana
(4/7/2025)

Maine
(4/7/2025)

Maryland
(4/7/2025)

Massachusetts
(4/7/2025)

Michigan
(4/7/2025)

Minnesota
(4/7/2025)

Mississippi
(4/7/2025)

Missouri
(4/7/2025)

Montana
(4/7/2025)

Nebraska
(4/7/2025)

Nevada
(4/7/2025)

New Hampshire
(4/7/2025)

New Jersey
(4/7/2025)

New Mexico
(4/7/2025)

New York
(4/7/2025)

North Carolina
(4/7/2025)

North Dakota
(4/7/2025)

Ohio
(4/7/2025)

Oklahoma
(4/7/2025)

Oregon
(4/7/2025)

Pennsylvania
(4/7/2025)

Rhode Island
(4/7/2025)

South Carolina
(4/7/2025)

South Dakota
(4/7/2025)

Tennessee
(4/7/2025)

Texas
(4/7/2025)

Utah
(4/7/2025)

Vermont
(4/7/2025)

Virginia
(4/7/2025)

Washington
(4/7/2025)

West Virginia
(4/7/2025)

Wisconsin
(4/7/2025)

Wyoming
(4/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/15/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PALMER SQUARE CAPITAL MANAGEMENT LLC

PALMER SQUARE CAPITAL MANAGEMENT LLC | PALMER SQUARE CAPITAL MANAGEMENT, LLC

CRD#: 155697 / SEC#: 801-72047

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

1900 Shawnee Mission Parkway Suite 315, Mission Woods, KS 66205

Mailing Address

Phone number

(816) 994-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 2025.03.31 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 27,091,623,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jay R. Lieberman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Ryan Lieberman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

AE WEALTH MANAGEMENT, LLC

AE FINANCIAL SERVICES, LLC

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

DELAWARE DISTRIBUTORS, L.P.

WADDELL & REED

IVY DISTRIBUTORS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PALMER SQUARE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2021

Series 63

Date: 10/23/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2011

Series 6

Date: 10/15/2008

FINRA

Current Firm

PALMER SQUARE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALMER SQUARE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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