Steven A. Morneau

GREENHILL FINANCIAL PARTNERS

Rutland, VT 05701

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CRD#: 5602073

Professional summary

Steven Alan Morneau is a registered financial advisor currently at GREENHILL FINANCIAL PARTNERS located in Rutland, Vermont.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Steven has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a volunteer board member and treasurer on the board of The Rutland Area Food Coop, which is a small food coop. I do not receive compensation and my job is to review policy and financials to make sure the coop is in good financial standing.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Alan Morneau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2024 - Present

GREENHILL FINANCIAL PARTNERS

Office #1: 18 S Main St, Rutland, VT 05701Office #2: 64 Main St, Montpelier, VT 05602

RIA

CRD#: 329924

Rutland, VT

Past

May 18, 2022 - April 29, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

RUTLAND, VT

Past

May 18, 2022 - April 29, 2024

LPL FINANCIAL LLC

CRD#: 6413

RUTLAND, VT

Past

December 8, 2014 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Fair Haven, VT

Past

September 3, 2014 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Fair Haven, VT

Past

January 14, 2009 - July 14, 2014

HORACE MANN INVESTORS, INC.

CRD#: 11643

RUTLAND, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(4/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/13/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREENHILL FINANCIAL PARTNERS

GREENHILL FINANCIAL PARTNERS | GREENHILL FINANCIAL PARTNERS LLC

CRD#: 329924 / SEC#:

Vermont

Registered Investment Advisory firm - (4/19/2024 Approved)

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Contact information

Main Address

18 S Main St, Rutland, VT 05701

Mailing Address

Phone number

(802) 383-6700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Steven A. Morneau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Alan Morneau's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENHILL FINANCIAL PARTNERS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

HORACE MANN INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/3/2014

Series 6

Date: 1/13/2009

Current Firm

GREENHILL FINANCIAL PARTNERS

Contact information

Documents

Red Flags

Company Information

GREENHILL FINANCIAL PARTNERS

TRUST BUT VERIFY

Contact information

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