Benjamin N. Hawkins
WEALTHTRAK ADVISORS
VIRGINIA BEACH, VA 23452
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CRD#: 5601074
Professional summary
Benjamin Neil Hawkins, CFP®, who also goes by Ben Hawkins, Benjamin Hawkins, is a registered financial advisor currently at WEALTHTRAK ADVISORS located in Virginia Beach, Virginia and PURSHE KAPLAN STERLING INVESTMENTS located in Virginia Beach, Virginia.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Hawkins | Benjamin Hawkins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLIENT FIRST INVESTMENT SERVICES, LLC - Investment Related. At registered location. Owner. Start 9/1/2015. 25 hours per month during trading. Providing fee based advisory services and Investment recommendations. 2) HAWKINS GREENWICH HOLDING LLC. Investment Related. 5267 Greenwich Rd, Suite 200, Virginia Beach VA 23462. Property Owner. Start 5/26/2017. 1 hour per month during trading. Commercial Office Rental for my CPA and financial planning practice. My CPA and financial planning practice will pay rent to Hawkins Greenwich Holding LLC. 3) TIDAL BAY LLC. Investment Related. 3153 Tidal Bay Lane, Virginia Beach, VA; 23451. Owner/Renter. Start 6/1/2013. 1 hour per month during trading. Rent out condo. 4) HAWKINS HOLDING COMPANY LLC. Investment Related. 417 Yancy Ct, Chesapeake VA 23322. Passive Owner. Start 1/1/2016. I inherited farm land and residential rental property from my grandfather. These properties were put into an LLC in 2017. The LLC was retroactively dated 1/1/16. All properties are located in the state of Kentucky. I prepare the LLC tax return. 5) BEN HAWKINS, CPA P.C. Not Investment Related. At registered location. Owner/CPA. Start 1/1/2014. 20 Hours per month, 10 hours during trading. We provide the following services: Bookkeeping, individual tax returns and corporate tax returns. 6) SMALL CHANGE 1 LLC. Investment Related. 3832 Surry Road, Virginia Beach VA 23455. Passive Owner/Residential Real Estate Rental. Start 4/24/2017. 1 hour per month during trading. I invested approximately 40k. Property will be rented and we will be using a property manager. I will be in charge of bookkeeping and preparing LLC/partnership tax return. 7) FIXED INSURANCE. Not Investment Related. At registered location. State 10/23/2015. Insurance/Agent. 2 hours per month during trading. Term life insurance, fixed annuities, long term care insurance and disability insurance sales.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Neil Hawkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
December 21, 2020 - Present
WEALTHTRAK ADVISORS
Office #1: 272 Bendix Road Suite 130, Virginia Beach, VA 23452RIA
CRD#: 160057
VIRGINIA BEACH, VA
Current
December 17, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 272 Bendix Road Suite 130, Virginia Beach, VA 23452BD
CRD#: 35747
Virginia Beach, VA
Past
September 14, 2015 - December 21, 2020
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
VIRGINIA BEACH, VA
Past
September 14, 2015 - December 21, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
VIRGINIA BEACH, VA
Past
March 17, 2009 - September 26, 2015
WADDELL & REED
RIA
CRD#: 866
VIRGINIA BEACH, VA
Past
March 4, 2009 - September 26, 2015
WADDELL & REED
BD
CRD#: 866
VIRGINIA BEACH, VA
Past
October 8, 2008 - February 9, 2009
INVESTORS SECURITY COMPANY, INC.
BD
CRD#: 2331
VIRGINIA BEACH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHTRAK ADVISORS
WEALTHTRAK ADVISORS | WEALTHTRAK CAPITAL MANAGEMENT, L.L.C. | WEALTHTRAK CAPITAL MANAGEMENT
CRD#: 160057 / SEC#: 801-123640
RIA
Registered Investment Advisory firm - (4/7/2022 Approved)Florida
Registered Investment Advisory firm - (4/11/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/11/2022 Terminated)Texas
Registered Investment Advisory firm - (4/11/2022 Terminated)Virginia
Registered Investment Advisory firm - (4/12/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/22/2021)
RR
Delaware(12/2/2021)
RR
Florida(10/2/2023)
RR
North Carolina(12/23/2020)
IAR
Texas(6/14/2022)
RR
Virginia(12/17/2020)
IAR
Virginia(12/21/2020)
RR
Wisconsin(12/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTHTRAK ADVISORS
WEALTHTRAK ADVISORS | WEALTHTRAK CAPITAL MANAGEMENT, L.L.C. | WEALTHTRAK CAPITAL MANAGEMENT
CRD#: 160057 / SEC#: 801-123640
RIA
Registered Investment Advisory firm - (4/7/2022 Approved)Florida
Registered Investment Advisory firm - (4/11/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/11/2022 Terminated)Texas
Registered Investment Advisory firm - (4/11/2022 Terminated)Virginia
Registered Investment Advisory firm - (4/12/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
272 Bendix Road Suite 130, Virginia Beach, VA 23452
Mailing Address
Phone number
(757) 523-1250
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 714 |
| AUM (Assets Under Management) | $ 164,611,682 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
