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DG

David B. Guevara

1031 SECURITIES
Valencia, CA 91355
Some features on this profile are disabled
CRD#: 5600921
DG

Professional summary

David Brian Guevara, who also goes by David Brian Guevara, David Guevara, is a registered financial professional currently at 1031 SECURITIES INC. located in Valencia, California.

David is registered as a RR (Registered Representative) and started their career in finance in 2009. David has worked at 9 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Brian Guevara | David Guevara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Brian Guevara's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 27, 2025 - Present

1031 SECURITIES INC.

Office #1: 28368 Constellation Road Bldg. 398, Suite 105, Valencia, CA 91355
BD
CRD#: 326590
Valencia, CA
Past

April 21, 2021 - November 28, 2025

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
Valencia, CA
Past

April 21, 2021 - November 28, 2025

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
Castaic, CA
Past

December 23, 2020 - April 28, 2021

SCF INVESTMENT ADVISORS, INC.

RIA
CRD#: 123608
VALENCIA, CA
Past

December 23, 2020 - April 28, 2021

SCF SECURITIES, INC.

BD
CRD#: 47275
VALENCIA, CA
Past

February 22, 2019 - December 23, 2020

PACKERLAND BROKERAGE SERVICES, INC.

RIA
CRD#: 37031
Valencia, CA
Past

February 22, 2019 - December 23, 2020

PACKERLAND BROKERAGE SERVICES, INC.

BD
CRD#: 37031
Valencia, CA
Past

January 6, 2012 - February 26, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
VALENCIA, CA
Past

January 6, 2012 - February 26, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
VALENCIA, CA
Past

November 19, 2010 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA
CRD#: 139233
TORRANCE, CA
Past

January 30, 2009 - January 6, 2012

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
TORRANCE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/27/2025)
RR
Florida
(11/27/2025)
RR
Georgia
(11/27/2025)
RR
Illinois
(11/27/2025)
RR
Michigan
(11/27/2025)
RR
Montana
(12/11/2025)
RR
New Mexico
(12/19/2025)
RR
New York
(11/27/2025)
RR
Tennessee
(11/27/2025)
RR
Texas
(11/27/2025)
RR
Wisconsin
(12/11/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/4/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/11/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/14/2021
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/29/2009
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/24/2009
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

1S
1031 SECURITIES INC.
1031 SECURITIES INC. | 1031 SECURITIES, LLC

CRD#: 326590 / SEC#: , 8-71095

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
25300 West 13 Mile Rd, Franklin, MI 48025
Mailing Address
25300 West 13 Mile Rd, Franklin, MI 48025
Phone number
(248) 761-6027
Established
Michigan since 03/27/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALSH, WILLIAM FRANCISCEO/CCO2276055
1031 SECURITIES INC. - QES PEP MEMBERSHAREHOLDER
RYAN, KIMBERLY ANNFINOP/POO/PFO4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

1031 SECURITIES INC.

CRD#: 326590Valencia, CA 91355

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