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Robert H. Wellington

AMERICANA PARTNERS
Houston, TX 77002
Some features on this profile are disabled
CRD#: 5600454
RW

Professional summary

Robert Hall Wellington IV, who also goes by Robert Hall Wellington, Robert Hall Wellington IV Iv, is a registered financial advisor currently at AMERICANA PARTNERS, LLC located in Houston, Texas and SAXONY SECURITIES, INC. located in Houston, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 5 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert Hall Wellington | Robert Hall Wellington Iv Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1/2025 Saxony Securities, Inc. ; Investment Related; Broker Dealer/ Registered Representative; 6836 Bee Caves, Bld 3, Ste 204, Austin, TX78746; 4 hrs/mo during trading hours; 1 hour during trading hours 2) 4/2019 Americana Partners, LLC; Investment-related; 811 Louisiana Street, Ste 2420, Houston, TX 77002; RIA; Managing Director/Founding Partner/IAR; 80 hours/mo during trading hours; 6.5 hours during trading hours; advise clients, client service, manage employees. 3) 8/2020 Americana Partners Planning Strategies.; Various Life Insurance Companies; Owner/Insurance agent; Investment Related; 811 Louisiana Street, Ste 2420, Houston, TX 77002; 7 hours/mo during trading hours;, less than 1 during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Hall Wellington IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 26, 2019 - Present

AMERICANA PARTNERS, LLC

Office #1: 811 Louisiana Street Suite 2420, Houston, TX 77002
RIA
CRD#: 301354
Houston, TX
Current

January 30, 2025 - Present

SAXONY SECURITIES, INC.

Office #1: 811 Louisianna St Suite 2420, Houston, TX 77002
BD
CRD#: 115547
Houston, TX
Past

April 26, 2019 - November 18, 2024

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Houston, TX
Past

June 1, 2009 - May 8, 2019

MORGAN STANLEY

RIA
CRD#: 149777
HOUSTON, TX
Past

June 1, 2009 - May 8, 2019

MORGAN STANLEY

BD
CRD#: 149777
HOUSTON, TX
Past

December 4, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
HOUSTON, TX
Past

November 18, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AMERICANA PARTNERS, LLC
AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA
Registered Investment Advisory firm - (4/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/30/2025)
RR
Colorado
(1/30/2025)
RR
Louisiana
(1/30/2025)
RR
New York
(1/30/2025)
IAR
Texas
(4/26/2019)
RR
Texas
(1/30/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/3/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/16/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AP
AMERICANA PARTNERS, LLC
AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA
Registered Investment Advisory firm - (4/17/2019 Approved)
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Contact information

Main Address
811 Louisiana Street Suite 2420, Houston, TX 77002
Mailing Address
Phone number
(713) 429-5552
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR AMERICANA PARTNERS, LLC (6/18/2025)

Regulatory assets under management

Total Number of Accounts5,931
AUM (Assets Under Management)$ 6,082,612,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICANA PARTNERS, LLC

CRD#: 301354Houston, TX 77002

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