SU
Scott R. Uebelhoer
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
East Aurora, NY 14052
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CRD#: 5600301
SU
Professional summary
Scott Robert Uebelhoer is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in East Aurora, New York and LASALLE ST SECURITIES, L.L.C. located in Lenox, Massachusetts.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Scott has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**SCOTT RU CORP POSITION: President/Owner NATURE: Pay office/administrative expenses INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2018 ADDRESS: 3605 Eggert Road, Orchard Park NY 14127 DESCRIPTION: S Corporation to pay business expenses through. **INSURANCE SALES POSITION: Insurance Sales NATURE: Disability and Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2013 ADDRESS: 75 Maple Road, Williamsville NY 14221 DESCRIPTION: -Sell Life and disability insurance **PASSAGE WEST GROUP LLC POSITION: Management NATURE: This is an LLC created as a holding company. It will hold interest in the outside business activity "Shock Acquisition Co LLC ". INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2021 ADDRESS: 3605 Eggert Road, Orchard Park NY 14127 DESCRIPTION: Same activity as the OBA "Shock Acquisition Co LLC". This is the holding company. **6850 Niles Rd LLC: LLC entity that owns rental property: Manage property. Rising Tides Property Group- Rental Property in Jacksonville, FL. PWGHQ LLC - real estate holding company for a small 2 unit office building which is rental property.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Robert Uebelhoer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2022 - Present
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Office #1: 624 Main Street Suite 200, East Aurora, NY 14052RIA
CRD#: 109701
East Aurora, NY
Current
October 28, 2022 - Present
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
Lenox, MA
Past
December 4, 2017 - November 2, 2022
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WILLIAMSVILLE, NY
Past
December 1, 2017 - November 2, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WILLIAMSVILLE, NY
Past
January 30, 2013 - December 4, 2017
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
WILLIAMSVILLE, NY
Past
January 28, 2013 - December 4, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
WILLIAMSVILLE, NY
Past
February 4, 2011 - January 22, 2013
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BUFFALO, NY
Past
January 14, 2009 - January 22, 2013
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BUFFALO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(11/8/2022)
RR
Florida(10/28/2022)
RR
Georgia(10/28/2022)
IAR
Georgia(11/10/2022)
RR
Illinois(3/8/2023)
IAR
Illinois(3/17/2023)
IAR
Missouri(11/8/2022)
RR
Nevada(10/28/2022)
IAR
Nevada(11/21/2022)
IAR
New Hampshire(5/14/2024)
RR
New Jersey(10/28/2022)
IAR
New Jersey(11/9/2022)
RR
New York(10/28/2022)
IAR
New York(11/8/2022)
RR
North Carolina(11/3/2022)
IAR
North Carolina(11/21/2022)
IAR
Oregon(11/10/2022)
IAR
Rhode Island(11/9/2022)
RR
Texas(10/28/2022)
IAR
Texas(11/8/2022)
RR
Washington(10/28/2022)
IAR
Washington(11/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
Phone number
(630) 600-0500
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
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Company Information
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701East Aurora, NY 14052TRUST BUT VERIFY
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