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CE

Christopher G. Ellis

CONSENSUS SECURITIES LLC
Norwood, MA 02062
Some features on this profile are disabled
CRD#: 5599698
CE

Professional summary

Christopher Graham Ellis is a registered financial professional currently at CONSENSUS SECURITIES LLC located in Norwood, Massachusetts.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Graham Ellis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 3, 2008 - Present

CONSENSUS SECURITIES LLC

Office #1: 100 River Ridge Drive Suite 202, Norwood, MA 02062
BD
CRD#: 144684
Norwood, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(10/23/2008)

Exams

State Security Law Exam
RR
Series 63
Date: 10/21/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CONSENSUS SECURITIES LLC
CONSENSUS ORIGIN SECURITIES LLC | CONSENSUS SECURITIES LLC

CRD#: 144684 / SEC#: , 8-67669

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
100 River Ridge Drive Suite 202, Norwood, MA 02062
Mailing Address
100 River Ridge Drive Suite 202, Norwood, MA 02062
Phone number
(617) 437-6500
Established
Massachusetts since 05/28/2007
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CONSENSUS ADVISORS LLCPARENT COMPANY
O'HARA, MICHAEL ANDREWMANAGING MEMBER
SMITH, LISA LCCO2691076
WHITE, ELIZABETH COOKECFO/FINOP5647405

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONSENSUS SECURITIES LLC

CRD#: 144684Norwood, MA 02062

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