Nicholas A. Tilli

GROUNDED WEALTH

Plymouth, MN

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CRD#: 5599495

Professional summary

Nicholas Andrew Tilli, CFP®, who also goes by Nicholas Andrew Tilli, Nick Andrew Tilli, Nicholas Tilli, is a registered financial advisor currently at GROUNDED WEALTH located in Plymouth, Minnesota.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nicholas has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Tilli Wealth Management works ...

folks nearing or in retirement

and those with equity compensa...

lower their taxes

and optimize their investments...

Do you have an area of expertise or specialization?

Corporate Executives

Fixed Fee (Subscription, Retai...

Hourly

Investment Advice with Ongoing...

Medical Professionals

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

Nicholas Andrew Tilli | Nick Andrew Tilli | Nicholas Tilli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nicholas Tilli is contracted out as a financial planner for Origin Financial. There is no relationship that exists between Tilli Wealth Management LLC and Origin Financial. This arrangement may present a material conflict of interest because Nicholas Tilli might be incentivized to refer Origin�??s clients to Tilli Wealth Management LLC�??s services. Though this is highly unlikely, Tilli Wealth Management LLC will address this conflict of interest by conducting proper due diligence on any prospective clients, and will only accept clients if Tilli Wealth Management LLC�??s services are truly suitable to the client�??s needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Andrew Tilli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 7784

EDINA, MN

Past

September 22, 2009 - March 3, 2010

TD AMERITRADE, INC.

RIA

CRD#: 7870

MINNEAPOLIS, MN

Past

September 22, 2009 - March 3, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

MINNEAPOLIS, MN

Past

September 22, 2009 - March 3, 2010

TD AMERITRADE, INC.

CRD#: 7870

MINNEAPOLIS, MN

Past

December 22, 2008 - September 4, 2009

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(7/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2008

General Securities Representative Examination

Current Firm

GROUNDED WEALTH

GROUNDED WEALTH | TILLI WEALTH MANAGEMENT LLC | TILLI WEALTH MANAGEMENT

CRD#: 314801 / SEC#:

Minnesota

Registered Investment Advisory firm - (7/28/2021 Approved)

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Contact information

Main Address

Plymouth, MN

Mailing Address

Phone number

(952) 836-6063

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 29,843,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas A. Tilli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Andrew Tilli's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORIGIN INVESTMENT ADVISORY LLC

THE MATHER GROUP, LLC

BERGANKDV WEALTH MANAGEMENT, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

U.S. BANCORP INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2009

SIE

Date: 11/1/2016

Series 7

Date: 12/19/2008

Current Firm

GROUNDED WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GROUNDED WEALTH

TRUST BUT VERIFY

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