IZ
Isaac Zamora
CETERA INVESTMENT ADVISERS LLC
ALBUQUERQUE, NM 87111
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CRD#: 5599194
IZ
Professional summary
Isaac Zamora is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Albuquerque, New Mexico and CETERA WEALTH SERVICES, LLC located in Albuquerque, New Mexico.
Isaac is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Isaac has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Zamora Holdings, LLC 4110 Wolcott Ave NE, Ste C Albuquerque NM 87109 Real Estate President 5/30/2017 1hrs~1hrs All management 2) Big Brother Big Sisters of Central NM Donation Cet~2500 Louisiana Blvd NE Ste 200 Albuquerque NM 87110 Board Position/Officer Other 1/1/2019 10hrs~4hrs Oversight of the operation 3) ZAMORA BUSINESS ACCOUNTING, PC POSITION: President NATURE: Accounting and Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2010 ADDRESS: 4110 Wolcott Ave. NE, Ste. C, Albuquerque NM 87109, DESCRIPTION: Manage business, perform accounting and tax preparation services for clients. 4) ZAMORA HOLDINGS, LLC POSITION: President NATURE: Holding company that holds the commercial property that my office is located in. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/30/2017 ADDRESS: 4110 Wolcott Ave. NE, Ste. C, Albuquerque NM 87109, DESCRIPTION: Management 5) RAJAN & ARASI PILLAI POSITION: Successor Co-Trustee NATURE: Upon the deaths of both Rajan & Arasi Pillai I will become a Co-Trustee with two other individuals. The Pillai's are tax clients and do not have any investments with Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2018 ADDRESS: 4110 Wolcott Ave. NE, Ste. C, Albuquerque NM 87109, United States DESCRIPTION: My duties upon both their deaths will be to work with the other two Co-Trustees to distribute their assets to their beneficiaries according to the trust.
CRS (Client Relationship Summary) - RIA
Click below to view Isaac Zamora's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5528 Eubank Blvd Ne Suite 3, Albuquerque, NM 87111RIA
CRD#: 105644
ALBUQUERQUE, NM
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4110 Wolcott Ave. Ne Ste. C, Albuquerque, NM 87109BD
CRD#: 13572
Albuquerque, NM
Past
December 24, 2015 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Albuquerque, NM
Past
November 12, 2008 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Albuquerque, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
RR
New Mexico(9/5/2025)
IAR
New Mexico(9/5/2025)
RR
Oregon(9/18/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Wyoming(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Albuquerque, NM 87111TRUST BUT VERIFY
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