JC
Joshua D. Cloke
CETERA INVESTMENT ADVISERS LLC
EUGENE, OR 97401
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CRD#: 5598727
JC
Professional summary
Joshua Daniel Cloke, who also goes by Josh Cloke, Joshua D Cloke, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Eugene, Oregon and CETERA WEALTH SERVICES, LLC located in Bend, Oregon.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Joshua has worked at 8 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Cloke | Joshua D Cloke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BLUE RIVER WATER AND SANITATION DISTRICT POSITION: Commissioner of the board NATURE: This organization provides water to the community and operates as a special district in oregon. I am not employed and have no daily duties. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/02/2025 ADDRESS: 51162 McKenzie Hwy, Box 292, Blue River OR 97413, United States DESCRIPTION: General Board duties such as voting on motions, approving budgets, and help run the district from the board level. I have no daily duties. 2) JONES & ROTH FINANCIAL ADVISORS, LLC POSITION: Financial Advisor NATURE: Jones and Roth Financial Advisors, LLC provides, investment management, portfolio reviews, retirement income planning and financial planning to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 110 START DATE: 07/01/2025 ADDRESS: 260 Country Club Rd, Ste 100, Eugene OR 97401, United States DESCRIPTION: I provide financial planning, investment management, retirement income planning, risk analysis for the clients investment portfolio. I also assess and make recommendations on investments and insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Daniel Cloke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 260 Country Club Rd. Ste 100, Eugene, OR 97401Office #2: 5635 Ne Elam Young Pkwy Suite100, Hillsboro, OR 97124Office #3: 300 Sw Columbia Street Suite201, Bend, OR 97702RIA
CRD#: 105644
EUGENE, OR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 300 Sw Columbia Street Suite 201, Bend, OR 97702Office #2: 260 Country Club Rd. Ste 100, Eugene, OR 97401BD
CRD#: 13572
BEND, OR
Past
July 30, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BEND, OR
Past
July 11, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Eugene, OR
Past
March 10, 2021 - July 1, 2025
ROEHL & YI INVESTMENT ADVISORS, LLC
RIA
CRD#: 109258
EUGENE, OR
Past
April 19, 2016 - March 31, 2021
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Burlington, IA
Past
April 19, 2016 - March 31, 2021
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Burlington, IA
Past
June 1, 2012 - April 29, 2016
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
BURLINGTON, IA
Past
January 30, 2012 - April 29, 2016
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
BURLINGTON, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(9/5/2025)
IAR
Oregon(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
