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KT

Kristina D. Toland

ASSETMARK
Kensington, NH
Some features on this profile are disabled
CRD#: 5597433
KT

Professional summary

Kristina Diane Toland, who also goes by Kristi Diane Toland, is a registered financial advisor currently at ASSETMARK, INC. located in Kensington, New Hampshire and ASSETMARK BROKERAGE, LLC located in Concord, California.

Kristina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kristina has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kristi Diane Toland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 07/2021 - 160 HRS / MONTHLY, DIRECTOR OF ADVISOR MARKETING OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. 2) KRISTINA TOLAND PHOTOGRAPHY - POSITION: OWNER - HOURS 2, INVESTMENT RELATED HOURS: 0 - INVESTMENT RELATED: NO - 1891 W LONGHORN DR, CHANDLER, AZ 85286 - HRS: 2 PER MONTH, START DATE: 10/1/2016 - DESC.: PHOTOGRAPHY - NONBUSINESS RELATED 3) ROVER- NOT INVESTMENT RELATED- INDIVIDUAL CONTRACTOR- DOG BOARDING AND SITTING- START DATE 7/1/2021- 0 HOURS DURING TRADING/MONTHLY HOURS VARY 4) DEACON & LAMPREY - NOT INVESTMENT-RELATED - IN KENSINGTON, NH - SALE OF CANDLES, PHOTOGRAPHIC PRINTS, AND ANTIQUE HOME GOODS AT LOCAL MARKETS AND ONLINE SALES - OWNER - START DATE 05/2025 - 20 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristina Diane Toland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 16, 2021 - Present

ASSETMARK, INC.

RIA
CRD#: 109018
Kensington, NH
Current

September 15, 2021 - Present

ASSETMARK BROKERAGE, LLC

Office #1: 1655 Grant Street 10th Floor, Concord, CA, 94520
BD
CRD#: 169804
Concord, CA
Past

March 27, 2019 - July 9, 2021

OSAIC SERVICES, INC.

RIA
CRD#: 133763
PHOENIX, AZ
Past

March 27, 2019 - July 9, 2021

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

March 27, 2019 - July 9, 2021

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

March 27, 2019 - July 9, 2021

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

March 27, 2019 - July 9, 2021

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

March 3, 2015 - January 23, 2019

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
CHANDLER, AZ
Past

February 17, 2015 - January 23, 2019

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

February 17, 2015 - January 23, 2019

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

February 17, 2015 - January 23, 2019

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

February 17, 2015 - January 23, 2019

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

December 17, 2008 - December 26, 2014

EDWARD JONES

RIA
CRD#: 250
TEMPE, AZ
Past

November 19, 2008 - December 26, 2014

EDWARD JONES

BD
CRD#: 250
TEMPE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ASSETMARK, INC.
ARIS | SAVOS INVESTMENTS | GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. | GENWORTH FINANCIAL ASSET MANAGEMENT, INC. | ASSETMARK, INC. | ASSETMARK INVESTMENT SERVICES, INC. | ASSETMARK INVESTMENT SERVICES INC | ASSETMARK INVESTMENT SERVICES

CRD#: 109018 / SEC#: 801-56323

RIA
Registered Investment Advisory firm - (3/8/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Hampshire
(8/15/2023)
IAR
New Hampshire
(8/28/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/4/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AI
ASSETMARK, INC.
ARIS | SAVOS INVESTMENTS | GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. | GENWORTH FINANCIAL ASSET MANAGEMENT, INC. | ASSETMARK, INC. | ASSETMARK INVESTMENT SERVICES, INC. | ASSETMARK INVESTMENT SERVICES INC | ASSETMARK INVESTMENT SERVICES

CRD#: 109018 / SEC#: 801-56323

RIA
Registered Investment Advisory firm - (3/8/1999 Approved)
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Contact information

Main Address
1655 Grant Street 10th Floor, Concord, CA 94520-2445
Mailing Address
Phone number
(800) 664-5345
Established
Firm type
Fiscal year end
# of Employees
735

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ASSETMARK RETIREMENT DISCLOSURE BROCHURE (11/17/2025)
REFERRAL DISCLOSURE BROCHURE (11/17/2025)
PLATFORM DISCLOSURE BROCHURE (11/17/2025)
BANK AND TRUST COMPANY PLATFORM DISCLOSURE BROCHURE (11/17/2025)
ASSETMARK, INC. PART 2A (11/17/2025)
EFFICIENT EDGE RETIREREADY DISCLOSURE BROCHURE (3/26/2025)
EFFICIENT EDGE DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts410,749
AUM (Assets Under Management)$ 77,412,781,198

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/29/2025
Cover Page
Report
12/19/2024
Cover Page
Report
08/23/2024
Cover Page
Report
12/06/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASSETMARK, INC.

CRD#: 109018Kensington, NH

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