AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EG

Erika A. Gucfa

PENNHAVEN BROKERAGE PARTNERS
DOYLESTOWN, PA 18901
Some features on this profile are disabled
CRD#: 5597375
EG

Professional summary

Erika Amy Gucfa is a registered financial professional currently at PENNHAVEN BROKERAGE PARTNERS, LLC located in Doylestown, Pennsylvania.

Erika is registered as a RR (Registered Representative) and started their career in finance in 2025. Erika has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erika Amy Gucfa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 31, 2025 - Present

PENNHAVEN BROKERAGE PARTNERS, LLC

Office #1: 108 N. Main Street Suite 205, Doylestown, PA 18901
BD
CRD#: 309708
DOYLESTOWN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/31/2025)
RR
Connecticut
(5/31/2025)
RR
Massachusetts
(8/26/2025)
RR
North Carolina
(5/31/2025)
RR
Pennsylvania
(5/31/2025)
RR
South Carolina
(5/31/2025)
RR
Utah
(5/31/2025)
RR
West Virginia
(5/31/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/4/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/31/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 12/17/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PB
PENNHAVEN BROKERAGE PARTNERS, LLC
PENNHAVEN BROKERAGE PARTNERS, LLC

CRD#: 309708 / SEC#: , 8-70581

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
108 N. Main Street Suite 205, Doylestown, PA 18901
Mailing Address
108 N. Main Street Suite 205, Doylestown, PA 18901
Phone number
(484) 441-6544
Established
Pennsylvania since 06/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PHBP HOLDINGS LLCOWNER
BROWN, SCOTT LESLIEPRINCIPAL FINANCIAL OFFICER / FINOP / PRINCIPAL OPERATIONS OFFICER6694802
LILLY, DANIEL EDWARD JROPTIONS PRINCIPAL2721801
OHARA, DONALD IRVINGCHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER2710243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PENNHAVEN BROKERAGE PARTNERS, LLC

CRD#: 309708Doylestown, PA 18901

TRUST BUT VERIFY

Monitor Erika Gucfa

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Paul B Mullen
Paul MullenAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Horsham, PA
Boris Niko
Boris NikoAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Feasterville, PA
David Richard Ducharme
David DucharmeAdvisorCheck Check Mark
DUCHARME WEALTH ADVISORS, LLC
IAR
Jenkintown, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics