AR
Ann M. Reagan
CETERA INVESTMENT ADVISERS LLC
VISTA,, CA
Some features on this profile are disabled
CRD#: 5597215
AR
Professional summary
Ann Marie Reagan, who also goes by Ann Marie Molstad, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Vista,, California and CETERA WEALTH SERVICES, LLC located in Surprise, Arizona.
Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Ann has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ann Marie Molstad
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MONHEIT FRISCH GROUP PLC POSITION: ASSISTANT NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2015 ADDRESS: 12455 W Bell Road, Surprise AZ 85378, United States DESCRIPTION: Assistant, no job duties related to this firm as of yet 2) NOT FOR PROFIT RENTAL OR EXPENSE SHARING WITH FAMILY POSITION: Home Owner NATURE: I believe I discussed this with someone in Compliance before butI want to make sure it's properly disclosed. We have a guesthouse (same address as or residence), which our daughter, son-in-law and grandson live in. It is not a for profit rental, they simply reimburse us for expense. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 1663 San Luis Rey Ave, Vista CA 92084, United States DESCRIPTION: None. They simply reimburse us for expense. 3) LANDMARK FINANCIAL MANAGEMENT, LLC POSITION: Executive Assistant/Client Services Coordinator NATURE: The purpose, nature and character of the Company is to engage licensed financial advisors in the practice of providing financial, securities, brokerage, investment advisory, and insurance services to clients as allowed by the State of Arizona or the laws of any jurisdiction in which the Company may do business, and to transact any or all lawful business for which limited liability companies may be organized under the applicable law. I will be employed by the Company in an administrative capacity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2021 ADDRESS: 12455 West Bell Road, Surprise AZ 85378, United States DESCRIPTION: I will work in an administrative capacity with Advisors, clients, and other staff members. 4) MONHEIT FRISCH WEALTH MANAGEMENT, LLC DBA LANDMARK FINANCIAL MANAGEMENT POSITION: WEALTH MANAGEMENT ASSISTANT NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 07/16/2008 ADDRESS: 12455 W Bell Road, Surprise AZ 85378, United States DESCRIPTION: I am a licensed administrative assistant. I prepare draft communications and reports and gather documents for the Advisor, David Monheit, to use in his ongoing relationship with his his clients.
CRS (Client Relationship Summary) - RIA
Click below to view Ann Marie Reagan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 12455 W Bell Road, Surprise, AZ 85378RIA
CRD#: 105644
VISTA,, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12455 W Bell Road, Surprise, AZ 85378BD
CRD#: 13572
SURPRISE, AZ
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SURPRISE, AZ
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SURPRISE, AZ
Past
March 12, 2013 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SURPRISE, AZ
Past
February 26, 2013 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
SURPRISE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
IAR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
