Walter Yu
Professional summary
Walter Yu is a registered financial advisor currently at ABACUS WEALTH PARTNERS located in Santa Monica, California.
Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Walter has worked at 2 firms and has passed the Series 65 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Walter Yu's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2015 - Present
ABACUS WEALTH PARTNERS
Office #1: 429 Santa Monica Blvd. Suite 500, Santa Monica, CA 90401March 21, 2011 - July 9, 2012
T3 TRADING GROUP, LLC
Primary Firm SEC Registration
ABACUS WEALTH PARTNERS
CRD#: 128590 / SEC#: 801-62557
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/27/2015)
Exams
Series 56
Date: 9/25/2011
Proprietary Trader Qualification ExaminationCurrent Firm
ABACUS WEALTH PARTNERS
CRD#: 128590 / SEC#: 801-62557
Contact information
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,866 |
| AUM (Assets Under Management) | $ 3,270,847,563 |
Red Flags
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