David A. Nettesheim

LEWIS FINANCIAL MANAGEMENT

Raleigh, NC 27609

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CRD#: 5596434

Professional summary

David Allen Nettesheim is a registered financial advisor currently at LEWIS FINANCIAL MANAGEMENT, LLC located in Raleigh, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Nettesheim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2015 - Present

LEWIS FINANCIAL MANAGEMENT, LLC

Office #1: 1611 East Millbrook Road, Raleigh, NC 27609

RIA

CRD#: 116344

Raleigh, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEWIS FINANCIAL MANAGEMENT, LLC

CRD#: 116344 / SEC#: 801-60666

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2015

Uniform Investment Adviser Law Examination

Current Firm

LEWIS FINANCIAL MANAGEMENT, LLC

CRD#: 116344 / SEC#: 801-60666

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

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Contact information

Main Address

1611 East Millbrook Road, Raleigh, NC 27609

Mailing Address

Phone number

(919) 872-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LFM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 431,163,158

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Nettesheim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Nettesheim's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEWIS FINANCIAL MANAGEMENT, LLC

Primary Firm SEC Registration

LEWIS FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2015

Current Firm

LEWIS FINANCIAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEWIS FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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