AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NB

Nicholas R. Bair

CETERA INVESTMENT ADVISERS LLC
SURPRISE, AZ 85374
Some features on this profile are disabled
CRD#: 5596027
NB

Professional summary

Nicholas Ryan Bair, CFP®, who also goes by Nicholas R Bair, Nick Ryan Bair, Nick Bair, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Surprise, Arizona and CETERA ADVISORS LLC located in Surprise, Arizona.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Nicholas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicholas R Bair | Nick Ryan Bair | Nick Bair

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Ryan Bair's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 13985 W Grand Ave Suite 100, Surprise, AZ 85374
RIA
CRD#: 105644
SURPRISE, AZ
Current

November 16, 2023 - Present

CETERA ADVISORS LLC

Office #1: 13985 W Grand Ave Suite 100, Surprise, AZ 85374
BD
CRD#: 10299
Surprise, AZ
Past

November 16, 2023 - March 21, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past

October 1, 2012 - November 18, 2023

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SURPRISE, AZ
Past

October 1, 2012 - November 18, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SURPRISE, AZ
Past

March 3, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
PHOENIX, AZ
Past

October 8, 2008 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/16/2023)
IAR
Arizona
(3/21/2024)
RR
California
(11/16/2023)
RR
Colorado
(11/16/2023)
RR
Connecticut
(8/25/2025)
RR
Florida
(11/16/2023)
RR
Idaho
(11/16/2023)
RR
Illinois
(11/16/2023)
RR
Indiana
(11/16/2023)
RR
Massachusetts
(11/16/2023)
RR
Michigan
(11/16/2023)
RR
Minnesota
(11/16/2023)
RR
Missouri
(11/16/2023)
RR
Montana
(11/16/2023)
RR
Nevada
(11/16/2023)
RR
New York
(11/16/2023)
RR
North Dakota
(11/16/2023)
RR
Ohio
(11/16/2023)
RR
Oregon
(11/16/2023)
RR
Pennsylvania
(11/16/2023)
RR
Texas
(11/16/2023)
IAR
Texas
(3/21/2024)
RR
Utah
(11/16/2023)
RR
Virginia
(11/16/2023)
RR
Washington
(11/20/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/2/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/9/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/7/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Surprise, AZ 85374

TRUST BUT VERIFY

Monitor Nicholas Bair

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

QS
Quinten SmithAdvisorCheck Check Mark
FORTHRIGHT CAPITAL ADVISORY
IAR
Princeton, TX
John Israel
John IsraelAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
SAN RAMON, CA
Alan Louis Brockhaus
Alan BrockhausAdvisorCheck Check Mark
RITHOLTZ WEALTH MANAGEMENT
IAR
New Orleans, LA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.