Jeffrey D. Anthony
CETERA INVESTMENT ADVISERS LLC
CHANDLER, AZ 85226
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CRD#: 5596026
Professional summary
Jeffrey D Anthony, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chandler, Arizona and CETERA ADVISORS LLC located in Chandler, Arizona.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jeffrey has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: CFP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, INVESTMENT PLANNING AND MANAGEMENT; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2019; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: JDA WEALTH MANAGEMENT, PLLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 06/2019, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY FOR TAX PURPOSES; 4. NAME OF OTHER BUSINESS: TRISTATE CAPITAL BANK, INVESTMENT RELATED: NO, ADDRESS: 301 GRANT ST, STE 2700, PITTSBURGH, PA 15219, NATURE OF BUSINESS: BANK, START DATE: 5/2024, POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MEET WITH BOARD ON HOW TO ENHANCE BANK CLIENT EXPERIENCE AND ADDITIONAL BANK CLIENT NEEDS; 5. NAME OF OTHER BUSINESS: PINNACLE WEALTH ADVISORS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING LLC; START: 03/2024; TITLE: PART OWNER/PARTNER; APX # OF HRS/WK: 0; APX # OF HRS DURING TRADING HRS: 0; DUTIES: HOLDING COMPANY/NONE; 6. NAME OF OTHER BUSINESS: W FAMILY OFFICES, INVESTMENT RELATED: YES, ADDRESS: 7025 N SCOTTSDALE RD #115/110, SCOTTSDALE, AZ 85253, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: JEFF & LISA ANTHONY; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: LANDLORD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY MANAGED BY MANAGEMENT COMPANY;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey D Anthony's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3200 W Ray Road Suite 101, Chandler, AZ 85226Office #2: 2500 S Power Rd #119, Mesa, AZ 85209RIA
CRD#: 105644
CHANDLER, AZ
Current
May 9, 2019 - Present
CETERA ADVISORS LLC
Office #1: 3200 W Ray Road Suite 101, Chandler, AZ 85226BD
CRD#: 10299
CHANDLER, AZ
Past
May 9, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
MESA, AZ
Past
October 1, 2012 - May 15, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
PHOENIX, AZ
Past
October 1, 2012 - May 15, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PHOENIX, AZ
Past
February 14, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
MESA, AZ
Past
October 8, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/26/2022)
RR
Arizona(5/9/2019)
IAR
Arizona(3/21/2024)
RR
California(3/24/2020)
RR
Colorado(11/6/2020)
RR
Connecticut(2/6/2020)
RR
Georgia(8/25/2021)
RR
Illinois(3/11/2022)
RR
Indiana(11/15/2023)
RR
Maryland(5/9/2019)
RR
Michigan(6/7/2021)
RR
Montana(2/14/2023)
RR
New Jersey(7/1/2025)
RR
New York(10/27/2020)
RR
North Dakota(9/24/2024)
RR
Ohio(8/21/2024)
RR
Pennsylvania(10/27/2020)
RR
Tennessee(9/21/2022)
RR
Texas(2/5/2024)
IAR
Texas(3/21/2024)
RR
Utah(1/20/2021)
RR
Virginia(3/3/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Chandler, AZ 85226TRUST BUT VERIFY
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