AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JH

Jacob M. Hanley

PINE DISTRIBUTORS LLC
Denver, CO 80246
Some features on this profile are disabled
CRD#: 5595945
JH

Professional summary

Jacob M Hanley, who also goes by Jacob Marcell Hanley, Jake Marcell Hanley, Jake Hanley, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 2009. Jacob has worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jacob Marcell Hanley | Jake Marcell Hanley | Jake Hanley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacob M Hanley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 19, 2024 - Present

PINE DISTRIBUTORS LLC

Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246
BD
CRD#: 323408
Denver, CO
Past

January 18, 2018 - July 19, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
BURLINGTON, VT
Past

October 6, 2015 - January 11, 2018

PEOPLE'S SECURITIES, INC.

RIA
CRD#: 13704
WILLISTON, VT
Past

October 6, 2015 - January 11, 2018

PEOPLE'S SECURITIES, INC.

BD
CRD#: 13704
WILLISTON, VT
Past

April 25, 2011 - October 2, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MYSTIC, CT
Past

April 25, 2011 - October 2, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MYSTIC, CT
Past

January 21, 2010 - April 28, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
MYSTIC, CT
Past

March 4, 2009 - April 28, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MYSTIC, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/19/2024)
RR
Alaska
(7/19/2024)
RR
Arizona
(7/19/2024)
RR
Arkansas
(7/19/2024)
RR
California
(7/19/2024)
RR
Colorado
(7/19/2024)
RR
Connecticut
(7/19/2024)
RR
Delaware
(7/19/2024)
RR
District of Columbia
(7/19/2024)
RR
Florida
(7/19/2024)
RR
Georgia
(7/19/2024)
RR
Hawaii
(7/19/2024)
RR
Idaho
(7/19/2024)
RR
Illinois
(7/19/2024)
RR
Indiana
(7/19/2024)
RR
Iowa
(7/19/2024)
RR
Kansas
(7/19/2024)
RR
Kentucky
(7/19/2024)
RR
Louisiana
(7/19/2024)
RR
Maine
(7/19/2024)
RR
Maryland
(7/19/2024)
RR
Massachusetts
(7/19/2024)
RR
Michigan
(7/19/2024)
RR
Minnesota
(7/19/2024)
RR
Mississippi
(7/19/2024)
RR
Missouri
(7/19/2024)
RR
Montana
(7/22/2024)
RR
Nebraska
(7/19/2024)
RR
Nevada
(7/19/2024)
RR
New Hampshire
(7/19/2024)
RR
New Jersey
(7/19/2024)
RR
New Mexico
(7/19/2024)
RR
New York
(7/19/2024)
RR
North Carolina
(7/19/2024)
RR
North Dakota
(7/19/2024)
RR
Ohio
(7/19/2024)
RR
Oklahoma
(7/19/2024)
RR
Oregon
(7/19/2024)
RR
Pennsylvania
(7/19/2024)
RR
Rhode Island
(7/19/2024)
RR
South Carolina
(7/19/2024)
RR
South Dakota
(7/19/2024)
RR
Tennessee
(7/19/2024)
RR
Texas
(7/19/2024)
RR
Utah
(7/19/2024)
RR
Vermont
(7/19/2024)
RR
Virginia
(7/19/2024)
RR
Washington
(7/19/2024)
RR
West Virginia
(7/19/2024)
RR
Wisconsin
(7/19/2024)
RR
Wyoming
(7/19/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/28/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/23/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/3/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/11/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Denver, CO 80246

TRUST BUT VERIFY

Monitor Jacob Hanley

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Craig Stuart Johlfs
Craig JohlfsAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Greenwood Village, CO
Ralph Milburn Jones JR
Ralph JonesAdvisorCheck Check Mark
OPPENHEIMER & CO. INC.
IAR
RR
Denver, CO
Lorie Chantelle Jones
Lorie JonesAdvisorCheck Check Mark
TANDEM FINANCIAL, LLC
IAR
GREENWOOD VILLAGE, CO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics