Zubin J. Driver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zubin Justin Driver was a registered financial professional .
Zubin is a previously registered financial professional and started their career in finance in 2008. Zubin had worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2013 - December 16, 2015
CP CAPITAL SECURITIES
October 13, 2008 - July 8, 2013
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 10/10/2008
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
CP CAPITAL SECURITIES
CRD#: 15029 / SEC#: 801-71535, 8-37309
Contact information
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
