Deborah F. Snow-lacey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Faye Snow-lacey, CFP®, who also goes by Deborah Faye Lacey, Deborah Faye Snow, Deborah Faye Snow-lacey, Deborah Fay Snow-lacey, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2009. Deborah had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
November 17, 2020 - March 1, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 11, 2020 - March 1, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 10, 2009 - June 1, 2011
WEAVER WEALTH MANAGEMENT
February 5, 2009 - June 1, 2011
WEAVER TIDWELL CAPITAL, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/11/2020
General Securities Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
