Elizabeth C. Dewan
Professional summary
Elizabeth Claire Dewan, who also goes by Elizabeth Blackwell, is a registered financial advisor currently at WMG FINANCIAL ADVISORS, LLC located in Seattle, Washington.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Elizabeth has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Claire Dewan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2021 - Present
WMG FINANCIAL ADVISORS, LLC
May 8, 2019 - October 28, 2020
WMG FINANCIAL ADVISORS, LLC
December 11, 2017 - May 4, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 8, 2017 - October 9, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 19, 2012 - December 20, 2017
OSAIC FS, INC.
June 19, 2012 - December 20, 2017
OSAIC FS, INC.
May 18, 2011 - September 20, 2011
OSAIC FS, INC.
Primary Firm SEC Registration
WMG FINANCIAL ADVISORS, LLC
CRD#: 285824 / SEC#: 801-116718
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2021)
Exams
Current Firm
WMG FINANCIAL ADVISORS, LLC
CRD#: 285824 / SEC#: 801-116718
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,940 |
| AUM (Assets Under Management) | $ 614,890,081 |
Red Flags
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