Christopher D. Smith
Professional summary
Christopher David Smith, who also goes by Chris David Smith, Christopher D Smith, Christopher D. Smith, Christopher David Smith, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Longview, Texas and FIDELITY BROKERAGE SERVICES LLC located in Dallas, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Smith's CRS (Customer Relationship Summary).
Certified licenses
Education
University of Texas at Tyler
Bachelor of Applied Arts and Science - Business Administration
2020
Moorpark College
Associate of Arts - Liberal Arts
2008
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4001 Northwest Pkwy, Dallas, TX 75225-3301June 17, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4001 Northwest Parkway, Dallas, TX 75225June 23, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 16, 2016 - July 6, 2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 16, 2016 - July 6, 2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 7, 2014 - June 30, 2016
STRATEGIC ADVISERS LLC
August 6, 2010 - June 29, 2016
FIDELITY BROKERAGE SERVICES LLC
August 11, 2009 - March 9, 2010
MPG FINANCIAL, LLC
July 28, 2009 - August 26, 2009
MSI FINANCIAL SERVICES, INC.
February 12, 2009 - May 29, 2009
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2022)
(6/17/2020)
(6/17/2020)
(6/17/2020)
(10/8/2021)
(6/24/2020)
(11/16/2020)
(11/18/2022)
(12/6/2024)
(11/18/2022)
(6/17/2020)
(3/2/2024)
(6/17/2020)
(1/30/2025)
(10/22/2024)
(3/25/2023)
(11/17/2023)
(6/17/2020)
(7/13/2020)
(10/17/2024)
(6/17/2020)
(6/3/2024)
(4/28/2022)
(6/17/2020)
(3/31/2025)
(6/17/2020)
(5/6/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Longview, TXTRUST BUT VERIFY
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