Donald J. Florence

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Danville, IN 46122

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CRD#: 5593846

Professional summary

Donald Joe Florence, who also goes by D.j. Florence, Donald J Florence, is a registered financial advisor currently at QUARTZ PARTNERS INVESTMENT MANAGEMENT located in Danville, Indiana.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Donald has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

D.j. Florence | Donald J Florence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President Florence Wealth LLC Investment Related Insurance Sales- Life, Accident & Health February 2018-current 140 hours per month The involvement with this entity may be occasionally necessary during security trading hours Assists with planning using insurance related financial products Florence Wealth LLC and D Florence Investments LLC are affiliated entities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Joe Florence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2023 - Present

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Office #1: 1600 E Main Street Suite 201, Danville, IN 46122

RIA

CRD#: 174327

Danville, IN

Past

May 1, 2020 - August 30, 2023

KALOS MANAGEMENT

RIA

CRD#: 133025

Danville, IN

Past

January 16, 2018 - September 17, 2018

EDU WEALTH ADVISORS LLC

RIA

CRD#: 282333

Indianapolis, IN

Past

September 7, 2016 - December 31, 2017

PRESERVATION WEALTH ADVISORS LLC

RIA

CRD#: 284964

Indianapolis, IN

Past

December 18, 2015 - December 31, 2017

EDU WEALTH ADVISORS LLC

RIA

CRD#: 282333

Indianapolis, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2015

Uniform Investment Adviser Law Examination

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

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Contact information

Main Address

19 Railroad Place Suite 202, Saratoga Springs, NY 12866

Mailing Address

Phone number

(800) 433-0422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUARTZ PARTNERS ADV PART 2A: CLIENT BROCHURE (3/31/2025)

QUARTZ PARTNERS WRAP BROCHURE (3/31/2025)

ETICO ADV 2A PRIVATE CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 281,034,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald J. Florence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Joe Florence's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUARTZ PARTNERS INVESTMENT MANAGEMENT

KALOS MANAGEMENT

EDU WEALTH ADVISORS LLC

PRESERVATION WEALTH ADVISORS LLC

EDU WEALTH ADVISORS LLC

Primary Firm SEC Registration

QUARTZ PARTNERS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2015

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUARTZ PARTNERS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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