Tyler M. Schlater

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CRD#: 5593552

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tyler M. Schlater, CFP®, CIMA®, who also goes by Tyler Matthew Schlater, Tyler Schlater, Tyler M. Schlater, was a registered financial professional .

Tyler is a previously registered financial professional and started their career in finance in 2008. Tyler had worked at 5 firms and has passed the Series 66, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tyler Matthew Schlater | Tyler Schlater | Tyler M. Schlater

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pickles Enterprise, LLC / 1783 Harwitch Road, Columbus, OH 43221 / Internet Product Sales / Business Is Non-Investment Related / Owner of Company / Start Date 07/29/2021 / Source Products for Sale via the Internet / 10-30 Hours Per Month Devoted to the Business / 0 Hours per Month Devoted to the Business during Securities Trading Hours / Hold Position as Founder & Owner of the Company

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Past

December 17, 2021 - October 10, 2025

PACER ADVISORS, INC.

RIA

CRD#: 137381

Columbus, OH

Past

December 16, 2021 - October 10, 2025

PACER FINANCIAL, INC.

CRD#: 137040

MALVERN, PA

Past

December 21, 2011 - December 22, 2020

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

COLUMBUS, OH

Past

September 14, 2010 - December 19, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBUS, OH

Past

September 14, 2010 - December 19, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBUS, OH

Past

December 24, 2008 - September 15, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

COLUMBUS, OH

Past

December 8, 2008 - September 15, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 10/2/2020

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2008

General Securities Representative Examination

Current Firm

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

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Contact information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Mailing Address

Phone number

(855) 780-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 46,063,913,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler M. Schlater

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PACER FINANCIAL, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

PACER ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2008

Series 3

Date: 10/2/2020

SIE

Date: 10/1/2018

Series 7

Date: 12/5/2008

Current Firm

PACER ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

PACER ADVISORS, INC.

TRUST BUT VERIFY

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