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LE

Lisa M. Edwards

ATB CAPITAL MARKETS USA
TORONTO, ONTARIO, M5K 1A1
CRD#: 5592656
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LE
Lisa Marie EdwardsATB CAPITAL MARKETS USA

Professional summary

Lisa Marie Edwards is a registered financial professional currently at ATB CAPITAL MARKETS USA INC. and CORMARK SECURITIES (USA) LIMITED .

Lisa is registered as a RR (Registered Representative) and started their career in finance in 2012. Lisa has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 37 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Marie Edwards's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2024 - Present

ATB CAPITAL MARKETS USA INC.

Office #1: 66 Wellington Street West Suite 3530, Toronto, Ontario, M5K 1A1
RIA
BD
CRD#: 155053
TORONTO, ONTARIO,
Current

December 24, 2025 - Present

CORMARK SECURITIES (USA) LIMITED

Office #1: Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, M5J2J2
BD
CRD#: 101000
TORONTO,
Past

August 28, 2019 - August 3, 2023

SPROTT GLOBAL RESOURCE INVESTMENTS LTD

BD
CRD#: 35878
TORONTO,
Past

October 10, 2012 - February 10, 2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
TORONTO, ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/15/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/28/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/28/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 37
Date: 10/9/2012
Canada Module of the General Securities Registered Representative (With Options Questions)
Principal/Supervisory Exam
RR
Series 24
Date: 10/26/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CORMARK SECURITIES (USA) LIMITED
CORMARK SECURITIES (USA) LIMITED | SPROTT SECURITIES (USA) LIMITED

CRD#: 101000 / SEC#: , 8-52049

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, Ontario, M5J 2J2
Mailing Address
Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, Ontario, M5J 2J2
Phone number
(416) 362-7485
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CORMARK SECURITIES INCSHAREHOLDER
EDWARDS, LISA MARIECCO5592656
EURICH, DARREN LEECEO7323470
LAMPMAN, KARLY MICHELLECHIEF FINANCIAL OFFICER6113306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORMARK SECURITIES (USA) LIMITED

CRD#: 101000Toronto, Ontario, M5K 1A1

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