Christina R. Barren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Roseanne Barren, who also goes by Christina Barren, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2008. Christina had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2015 - June 6, 2018
WESTMOUNT PARTNERS, LLC
January 28, 2014 - March 17, 2015
MORGAN STANLEY DISTRIBUTION, INC.
May 13, 2009 - March 28, 2012
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
December 2, 2008 - March 28, 2012
NUVEEN SECURITIES, LLC
Primary Firm SEC Registration
WESTMOUNT PARTNERS, LLC
CRD#: 158857 / SEC#: 801-72739
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTMOUNT PARTNERS, LLC
CRD#: 158857 / SEC#: 801-72739
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,595 |
| AUM (Assets Under Management) | $ 5,202,679,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
