James A. Salerno
TRIVIUM POINT ADVISORY
MELVILLE, NY 11747
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CRD#: 5591139
Professional summary
James A Salerno, AIF®, CFP®, who also goes by James Salerno, is a registered financial advisor currently at TRIVIUM POINT ADVISORY, LLC located in Melville, New York and LPL FINANCIAL LLC located in Melville, New York.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. James has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Salerno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 9/2020 - Tax Prep/Accounting/CPA - Trivium Point Accounting - Investment Related - Tarrytown, NY 10591 2) 9/2020 - DBA for LPL Business (entity for LPL business) - Trivium Point Advisory - Investment Related - Tarrytown, NY 10591 3) 9/2020 - DBA for LPL Business (entity for LPL business) - Trivium Point Consulting - Investment Related - Tarrytown, NY 10591 4) 09/24/2020 - James Salerno - Real Estate Rental - Huntington Station, NY 11746-3423 - Investment Related - Started 9/2001 5) 09/24/2020 - Non-Variable Insurance - Aljay Insurance Brokerage, LTD. - Investment Related - 6268 Jericho Turnpike #5Commack, NY 11725 - Started 1/2016 6) 1/25/2021 - Affordable Financial Services - Not Investment Related - One, Huntington Quadrangle Suite 1N09, Melville, NY 11747 - Mortgage/Real Estate Services - Started 01/06/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Providing mortgage brokerage services. 7) 03/12/2024 - Trivium Point Advisory LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/15/2023 - 173 Hrs/Mo During Trading - I provide investment advisory services through Trivium Point Advisory LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 06/05/2024 - Trivium Point Insurance Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 20 Hours Per Month/ 10 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view James A Salerno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
December 15, 2023 - Present
TRIVIUM POINT ADVISORY, LLC
Office #1: 173 Broadhollow Road Suite 173, Melville, NY 11747RIA
CRD#: 292182
MELVILLE, NY
Current
September 24, 2020 - Present
LPL FINANCIAL LLC
Office #1: 175 Broadhollow Rd Suite 173, Melville, NY 11747RIA
BD
CRD#: 6413
MELVILLE, NY
Past
September 24, 2020 - April 22, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
WHITE PLANS, NY
Past
March 25, 2017 - October 1, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ELMSFORD, NY
Past
March 25, 2017 - October 1, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ELMSFORD, NY
Past
February 20, 2009 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ELMSFORD, NY
Past
October 17, 2008 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ELMSFORD, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRIVIUM POINT ADVISORY, LLC
MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC
CRD#: 292182 / SEC#: 801-112426
RIA
Registered Investment Advisory firm - (2/9/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/24/2020)
RR
Florida(9/24/2020)
RR
New Jersey(9/24/2020)
RR
New York(9/24/2020)
IAR
New York(12/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TRIVIUM POINT ADVISORY, LLC
MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC
CRD#: 292182 / SEC#: 801-112426
RIA
Registered Investment Advisory firm - (2/9/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40 Danbury Road Suite 310, Wilton, CT 06897
Mailing Address
Phone number
(203) 221-3085
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,177 |
| AUM (Assets Under Management) | $ 1,487,605,211 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
