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RF

Rodney T. Flannery

SOUDERS FINANCIAL ADVISORS
Columbus, OH 43240
Some features on this profile are disabled
CRD#: 5591098
RF

Professional summary

Rodney Tracey Flannery, who also goes by Rod Flannery, is a registered financial advisor currently at SOUDERS FINANCIAL ADVISORS, LLC located in Columbus, Ohio and PRIVATE CLIENT SERVICES, LLC located in Cincinnati, Ohio.

Rodney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Rodney has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rod Flannery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STRATEGIC CAPITAL ADVISERS, LLC. 8415 PULSAR PL, SUITE 205, COLUMBUS, OH 43065. DBA FOR Souders Financial Advisor, LLC - ALL SECURITIES AND INVESTMENT. FINANCIAL ADVISOR. 168 HOURS/MO; 168 DURING TRADING HOURS. 2) THE OHIO MASONIC HOME FOUNDATION. 2655 WEST NATIONAL ROAD, SPRINGFIELD, OH 45504. OMHF IS A CHARITABLE FOUNDATION SUPPORTING THE OHIO MASONIC HOME COMMUNITIES. BOARD MEMBER FOR BOTH THE OHIO MASONIC HOME FOUNDATION AND THE SUBORDIANT OHIO MASONIC HOME ENTITY. 15 HRS/MO; 15 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Tracey Flannery's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2019 - Present

SOUDERS FINANCIAL ADVISORS, LLC

Office #1: 8415 Pulsar Place Suite 110, Columbus, OH 43240
RIA
CRD#: 296780
Columbus, OH
Current

August 19, 2019 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 5968 Bridgetown Road, Cincinnati, OH 45248
RIA
BD
CRD#: 120222
Cincinnati, OH
Past

July 31, 2012 - September 9, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
COLUMBUS, OH
Past

July 24, 2012 - August 20, 2019

ADVANTAGE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 146236
COLUMBUS, OH
Past

July 6, 2010 - July 31, 2012

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
DUBLIN, OH
Past

July 1, 2010 - July 31, 2012

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
DUBLIN, OH
Past

January 23, 2009 - July 12, 2010

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
COLUMBUS, OH
Past

September 30, 2008 - July 12, 2010

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SOUDERS FINANCIAL ADVISORS, LLC
BONAVENTURA WEALTH ADVISORS, LLC | STRATEGIC CAPITAL ADVISERS, LLC | SOUDERS FINANCIAL GROUP | SOUDERS FINANCIAL ADVISORS, LLC | SFG-RIA | CLEARPOINT WEALTH ADVISORS, LLC

CRD#: 296780 / SEC#: 801-113263

RIA
Registered Investment Advisory firm - (5/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(9/23/2019)
RR
Florida
(9/19/2023)
RR
Ohio
(8/19/2019)
IAR
Ohio
(8/25/2019)
IAR
Texas
(6/5/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/4/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/29/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SOUDERS FINANCIAL ADVISORS, LLC
BONAVENTURA WEALTH ADVISORS, LLC | STRATEGIC CAPITAL ADVISERS, LLC | SOUDERS FINANCIAL GROUP | SOUDERS FINANCIAL ADVISORS, LLC | SFG-RIA | CLEARPOINT WEALTH ADVISORS, LLC

CRD#: 296780 / SEC#: 801-113263

RIA
Registered Investment Advisory firm - (5/21/2018 Approved)
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Contact information

Main Address
5968 Bridgetown Road, Cincinnati, OH 45248
Mailing Address
Phone number
(513) 598-2400
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOUDERS FINANCIAL ADVISORS FORM ADV PART 2A (MARCH 2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts3,232
AUM (Assets Under Management)$ 1,065,305,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOUDERS FINANCIAL ADVISORS, LLC

CRD#: 296780Columbus, OH 43240

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