JC
Joseph G. Cane
CETERA INVESTMENT ADVISERS LLC
ELK GROVE VILLAGE,, IL 60007
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CRD#: 5590482
JC
Professional summary
Joseph G Cane JR. is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Elk Grove Village,, Illinois and CETERA WEALTH SERVICES, LLC located in Elk Grove Village, Illinois.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OAKTON BUILDING GROUP POSITION: PARTNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2009 ADDRESS: Elk Grove Village IL , United States DESCRIPTION: Rental real estate 2) SHAMROCK BUILDING GROUP POSITION: PARTNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2011 ADDRESS: McHenery IL , United States DESCRIPTION: Rental real estate 4) PORTE BROWN LLC POSITION: CPA NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 3/1980 DESCRIPTION: CP firm 6) PORTE BROWN WEALTH MANAGEMENT POSITION: PARTNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 2 START DATE: 04/30/2009 ADDRESS: 845 Oakton Street, Elk Grove Village IL 60007, United States DESCRIPTION: Referring Advisor 8) BURTON W BUCHER TRUST POSITION: Executor NATURE: Recently was informed from the clients attorney that I was the "executor" to the Estate of Burton W Bucher. A business and individual client of Porte Brown LLC, and Porte Brown Wealth Management. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2024 ADDRESS: 845 Oakton Street, Elk Grove Village IL 60007, United States DESCRIPTION: I currently do not have any duties. Burton W Bucher is currently [REDACTED], [REDACTED]- I was named as the executor to his estate.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph G Cane JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 845 Oakton Street, Elk Grove Village,, IL 60007RIA
CRD#: 105644
ELK GROVE VILLAGE,, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 845 Oakton Street, Elk Grove Village, IL 60007BD
CRD#: 13572
ELK GROVE VILLAGE, IL
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ELK GROVE VILLAGE, IL
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ELK GROVE VILLAGE, IL
Past
December 19, 2011 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
ELK GROVE VILLAGE, IL
Past
November 22, 2011 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ELK GROVE VILLAGE, IL
Past
September 22, 2010 - December 22, 2010
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ELK GROVE VILLAGE, IL
Past
January 1, 2010 - February 25, 2010
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ELK GROVE VILLAGE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
