ZH
Zane P. Hanzon
CETERA INVESTMENT ADVISERS LLC
RIVERTON, UT 84065
Some features on this profile are disabled
CRD#: 5590426
ZH
Professional summary
Zane P Hanzon, who also goes by Zane Perry Hanzon, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Riverton, Utah and CETERA WEALTH SERVICES, LLC located in Salt Lake City, Utah.
Zane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Zane has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zane Perry Hanzon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2009; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: GRANITE CREDIT UNION; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PROFESSIONAL PROVIDING FINANCIAL SERVICES ON CREDIT UNION PREMISES; 3. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: SALT LAKE CITY, UT; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 09/2011; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RENT OUT DUPLEX AND ACT AS LANDLORD; 4. NAME OF OTHER BUSINESS: GRANITE PEAK FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:10/2021,, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: GRANITE INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Zane P Hanzon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12538 Creek Meadow Rd, Riverton, UT 84065Office #2: 3675 South 900 East, Millcreek, UT 84106Office #3: 3109 West 4700 South, Taylorsville, UT 84129RIA
CRD#: 105644
RIVERTON, UT
Current
September 29, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 200 E South Temple, Salt Lake City, UT 84111Office #2: 12538 Creek Meadow Rd, Riverton, UT 84065Office #3: 3675 South 900 East, Millcreek, UT 84106Office #4: 3109 West 4700 South, Taylorsville, UT 84129BD
CRD#: 13572
Salt Lake City, UT
Past
September 30, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Murray, UT
Past
December 5, 2017 - September 21, 2021
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
South Jordan, UT
Past
December 5, 2017 - September 21, 2021
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
South Jordan, UT
Past
July 8, 2011 - November 3, 2017
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SALT LAKE CITY, UT
Past
July 1, 2011 - November 3, 2017
OSAIC WEALTH, INC.
BD
CRD#: 23131
SALT LAKE CITY, UT
Past
March 30, 2010 - July 8, 2011
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
SALT LAKE CITY, UT
Past
September 25, 2008 - July 8, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/14/2022)
RR
California(9/29/2021)
RR
Colorado(9/29/2021)
RR
Idaho(9/29/2021)
RR
Utah(9/29/2021)
IAR
Utah(6/29/2023)
RR
Washington(9/29/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
