JG
Joseph A. Gleba
CETERA INVESTMENT ADVISERS LLC
MC HENRY, IL 60050
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CRD#: 5590127
JG
Professional summary
Joseph Alex Gleba is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mc Henry, Illinois and CETERA WEALTH SERVICES, LLC located in Mc Henry, Illinois.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ILLINOIS ROAD BUILDERS ASSOCIATION POSITION: Member and Committee Member NATURE: Trade association for the Illinois Road Builders. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 DESCRIPTION: General membership involvement which includes networking and attending educational events within the industry. As a committee member provides recommendations on educational topics relating to the industry such as tax. 2) OAKTON BUILDING GROUP POSITION: MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: RENTAL OFFICE BUILDING FOR CPA FIRM 3) PORTE BROWN LLC POSITION: ACCOUNTANT, CPA, SENIOR MANAGER NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/1996 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: CPA firm 4) SHAMROCK BUILDING GROUP POSITION: MEMBER NATURE: COMMERCIAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: Commercial real estate 5) PORTE BROWN WEALTH MANAGEMENT LLC POSITION: MEMBER NATURE: IAR INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/31/2009 ADDRESS: 4123 W. Shamrock Lane, Mc Henry IL 60050, United States DESCRIPTION: ROLE OF AN IAR 6) CRYSTAL LAKE BANK & TRUST COMPANY BOARD OF DIRECTORS POSITION: director NATURE: board of directors for the cyrstal lake & bank trust company INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/15/2017 ADDRESS: 5100 northwest highway, crystal lake IL 60014, United States DESCRIPTION: the board is responsible for determining that the bank is managed in such a way to achieve it's results. the board has the responsibliity to see that in good times, as well as challenging ones, management is capably executing its responsibilities. the board's responsibility in an active, not a passive manner is to regular monitor the effectiveness of management policies and decisions including the execution of its strategies.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Alex Gleba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4123 W. Shamrock Lane, Mc Henry, IL 60050RIA
CRD#: 105644
MC HENRY, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4123 W. Shamrock Lane, Mc Henry, IL 60050BD
CRD#: 13572
MC HENRY, IL
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MC HENRY, IL
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MC HENRY, IL
Past
January 1, 2010 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
MC HENRY, IL
Past
November 4, 2008 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
MC HENRY, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
